Charles J. Damico

CETERA INVESTMENT ADVISERS LLC

TAMPA, FL 33607

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CRD#: 4052730

Professional summary

Charles Joseph Damico, who also goes by Charles Joseph D'amico, Chuck D'amico, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tampa, Florida and CETERA INVESTMENT SERVICES LLC located in Tampa, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Charles has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Joseph D'amico | Chuck D'amico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OCEANVIEW FIXED ANNUITY RENEWALS, NO NEW SALES--AUTO RENEWALS OF EXISTING POLICIES, 0.1/HRS/WK. 2. BLESSED WEALTH, LLC; DBA FOR CETERA BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Damico's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1715 N Westshore Blvd Suite 260, Tampa, FL 33607

RIA

CRD#: 105644

TAMPA, FL

Current

June 20, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1715 N Westshore Boulevard Suite 260, Tampa, FL 33607

CRD#: 15340

TAMPA, FL

Past

March 25, 2017 - June 22, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TAMPA, FL

Past

March 25, 2017 - June 22, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

TAMPA, FL

Past

November 17, 2014 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

TAMPA, FL

Past

May 5, 2014 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TAMPA, FL

Past

January 15, 2013 - July 1, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

HUNTERSVILLE, NC

Past

July 27, 2010 - January 11, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

HUNTERSVILLE, NC

Past

July 27, 2010 - July 1, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

October 28, 2008 - December 7, 2009

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

July 3, 2008 - December 7, 2009

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

October 26, 1999 - June 13, 2008

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/16/2025)

Arizona
(6/22/2023)

California
(6/22/2023)

Colorado
(6/22/2023)

Florida
(6/20/2023)

IAR

Florida
(6/22/2023)

Georgia
(6/22/2023)

Illinois
(6/22/2023)

Indiana
(5/3/2024)

Michigan
(5/3/2024)

Nebraska
(1/2/2024)

North Carolina
(6/22/2023)

Ohio
(6/22/2023)

Oklahoma
(6/22/2023)

Oregon
(3/11/2024)

South Carolina
(6/22/2023)

Texas
(6/20/2023)

IAR

Texas
(6/20/2023)

West Virginia
(6/22/2023)

Wisconsin
(7/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/25/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles J. Damico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Damico's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2008

Series 63

Date: 10/13/2000

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2003

Series 6

Date: 10/25/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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