Tonja A. Womble
Professional summary
Tonja Ann Womble, who also goes by Tonja Ann Overman, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Chapel Hill, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Chapel Hill, North Carolina.
Tonja is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Tonja has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tonja Ann Womble's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1414 Raleigh Road Suite 130 - Ia, Chapel Hill, NC 27517February 20, 2013 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1414 Raleigh Rd Fl 1, Chapel Hill, NC 27517February 20, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
February 17, 2012 - February 26, 2013
EQUITABLE ADVISORS, LLC
February 17, 2012 - February 26, 2013
EQUITABLE ADVISORS, LLC
September 18, 2008 - November 28, 2011
RBC CAPITAL MARKETS, LLC
September 18, 2008 - November 28, 2011
RBC CAPITAL MARKETS, LLC
February 22, 2008 - September 17, 2008
TRUIST INVESTMENT SERVICES, INC.
February 22, 2008 - September 17, 2008
TRUIST INVESTMENT SERVICES, INC.
July 18, 2006 - February 8, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 15, 2003 - February 8, 2008
WELLS FARGO CLEARING SERVICES, LLC
September 11, 2002 - May 21, 2003
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2014)
(4/13/2021)
(4/12/2016)
(11/19/2019)
(10/26/2017)
(2/4/2014)
(2/4/2014)
(4/13/2021)
(10/4/2016)
(3/13/2013)
(2/1/2018)
(2/1/2018)
(4/13/2021)
(10/7/2014)
(6/26/2019)
(5/13/2019)
(4/13/2021)
(4/13/2021)
(1/8/2016)
(2/23/2015)
(2/1/2018)
(10/7/2014)
(2/9/2018)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(4/13/2021)
(8/8/2017)
(3/3/2015)
(6/5/2015)
(4/13/2021)
(10/7/2014)
(2/26/2013)
(9/9/2016)
(4/13/2021)
(6/7/2016)
(4/13/2021)
(4/13/2021)
(3/13/2013)
(4/13/2021)
(10/7/2014)
(3/13/2013)
(4/13/2021)
(6/14/2018)
(4/25/2013)
(5/18/2016)
(4/13/2021)
(4/13/2021)
(3/13/2013)
(2/1/2018)
(4/13/2021)
(4/13/2021)
(4/13/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Chapel Hill, NC 27517TRUST BUT VERIFY
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