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MJ

Matthew Ryer Johnson

CRD# 4048361·Registered 1999 - 2025
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Ryer Johnson, who also goes by Matt Ryer Johnson, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1999 - 2025. Matthew had worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Ryer Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

Past

ANICO FINANCIAL SOLUTIONS, LLCPast·CRD# 300285
BD
Des Moines, IA
December 8, 2023 - April 14, 2025
NORTH CAPITAL PRIVATE SECURITIES CORPORATIONPast·CRD# 154559
BD
Salt Lake City, UT
August 25, 2023 - October 5, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INCPast·CRD# 21570
BD
Shelton, CT
May 10, 2019 - May 26, 2021
AST INVESTMENT SERVICES, INC.Past·CRD# 108897
RIA
Shorewood, MN
May 22, 2019 - November 13, 2020
QUESTAR ASSET MANAGEMENT, INC.Past·CRD# 133358
RIA
Minneapolis, MN
June 28, 2016 - March 18, 2019
QUESTAR CAPITAL CORPORATIONPast·CRD# 43100
BD
Minneapolis, MN
April 22, 2016 - March 18, 2019
ALLIANZ LIFE FINANCIAL SERVICES, LLCPast·CRD# 612
BD
Minneapolis, MN
March 3, 2006 - April 19, 2016
THRIVENT INVESTMENT MANAGEMENT INC.Past·CRD# 18387
BD
Minneapolis, MN
July 1, 2002 - March 6, 2006
LUTHERAN BROTHERHOOD SECURITIES CORP.Past·CRD# 4205
BD
Minneapolis, MN
November 5, 1999 - July 1, 2002

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Current Firm

AF
ANICO FINANCIAL SOLUTIONS, LLC

AEL FINANCIAL SERVICES, LLC | LOCKTON CAPITAL, LLC | LOCKTON CAPITAL MARKETS | LOCKTON CAPITAL ADVISORS, LLC | ANICO FINANCIAL SOLUTIONS, LLC

CRD#: 300285 / SEC#: 8-70298
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1150 Locust Street, Des Moines, IA 50309

Mailing Address

1150 Locust Street, Des Moines, IA 50309

Phone Number

(515) 443-3527

Established

Iowa since 02/12/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (39 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NC SECURITIES HOLDCO, LLCPARENT CO—
ALBERTI, GREGORY MICHAELPRINCIPAL/VICE PRESIDENT5023476
BAILEY, ELIZABETH EILEENCOO/CCO4154255
RUSTAD, STEPHANIE THERESECFO/FINOP2327465

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2000About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1999About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Aug 2023About the Series 26 exam

Series 24 — General Securities Principal Examination

Passed Oct 2016About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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