Mitchell J. Resnick
Professional summary
Mitchell Jay Resnick, who also goes by Mitch Resnick, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2010. Mitchell has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Jay Resnick's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2024 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215July 5, 2023 - June 24, 2024
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
May 19, 2022 - April 6, 2023
AMERITAS INVESTMENT COMPANY, LLC
August 9, 2018 - July 29, 2020
NEWPORT GROUP SECURITIES, INC.
May 2, 2018 - July 23, 2018
CALTON & ASSOCIATES, INC.
March 1, 2016 - August 17, 2016
CETERA WEALTH SERVICES, LLC
August 15, 2012 - July 11, 2014
EMPOWER FINANCIAL SERVICES, INC.
June 24, 2010 - January 9, 2012
PENTEGRA DISTRIBUTORS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2024)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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