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Ronaldo Carlo Gonzalez Jr

GB CAPITAL MARKETS
WASHINGTON, DC
·CRD# 4042540·26 years experience

Professional Summary

Ronaldo Carlo Gonzalez JR, who also goes by Ronaldo Carlo Gonzalez, Ronaldo C Gonzalez, is a registered financial advisor currently at GB CAPITAL MARKETS LLC located in Washington, District Of Columbia. Ronaldo is registered as a RR (Registered Representative) and started their career in finance in 2000. Ronaldo has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronaldo Carlo Gonzalez, Ronaldo C Gonzalez

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

GB CAPITAL MARKETS LLC·CRD# 25591
BD
1011 North Carolina Ave Se, Washington, DC 20003
January 27, 2021 - Present
MOSAIC CAPITAL, LLC·CRD# 171587
BD
New York, NY
August 26, 2015 - December 3, 2018
AURIGA USA, LLC·CRD# 121731
BD
New York, NY
July 29, 2014 - June 29, 2015
LPE SECURITIES, LLC·CRD# 117851
BD
Atlanta, GA
February 10, 2014 - September 4, 2014
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
May 27, 2010 - January 2, 2014
MIDSOUTH CAPITAL, INC.·CRD# 35039
BD
Marina Del Rey, CA
March 15, 2010 - June 2, 2010
MERRION INVESTMENT MANAGEMENT CO, LLC·CRD# 139143
RIA
Westfield, NJ
September 18, 2008 - February 16, 2010
MERRION SECURITIES, LLC·CRD# 30145
BD
Westfield, NJ
September 12, 2007 - February 16, 2010
MERRION SECURITIES, LLC·CRD# 30145
BD
Cranford, NJ
June 20, 2000 - October 20, 2005

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Current Firm

GC
GB CAPITAL MARKETS LLC

CVF SECURITIES, INC. | GB CAPITAL MARKETS, INC. | GB CAPITAL MARKETS LLC

CRD#: 25591 / SEC#: 8-41854
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

1011 North Carolina Ave Se, Washington, DC 20003

Mailing Address

1011 North Carolina Ave Se, Washington, DC 20003

Phone Number

(202) 550-5676

Established

Delaware since 10/12/1989

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GBFS HOLDINGS LLCOWNER/SHAREHOLDER—
JONES, SHARONFINOP/PFO3124470
RATNER, JENNIFER YCEO/CCO4887584

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(3/30/2023)
RR
New York
(4/8/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2025About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2008About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2001

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2023About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ronaldo Carlo Gonzalez JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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