Jennifer Y Ratner
Professional Summary
Jennifer Y Ratner, who also goes by Jennifer L Yang, Jennifer Lu Yang, is a registered financial advisor currently at GB CAPITAL MARKETS LLC located in Washington, District Of Columbia. Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2005. Jennifer has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79, Series 62, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jennifer L Yang, Jennifer Lu Yang
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CVF SECURITIES, INC. | GB CAPITAL MARKETS, INC. | GB CAPITAL MARKETS LLC
Contact Information
Main Address
1011 North Carolina Ave Se, Washington, DC 20003Mailing Address
1011 North Carolina Ave Se, Washington, DC 20003Phone Number
(202) 550-5676Established
Delaware since 10/12/1989Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/17/2025)
(9/22/2023)
(1/17/2025)
(3/7/2023)
(5/30/2025)
(1/17/2025)
(11/19/2022)
(1/21/2025)
(1/17/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Nov 2022About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Aug 2018About the Series 79 examSeries 62 — Corporate Securities Limited Representative Examination
Passed May 2018SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jennifer Y Ratner's CRS (Customer Relationship Summary).
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