Barbara L. Grike
Professional summary
Barbara Lili Grike, who also goes by Barbara L Grike, Barbara L Kubiak, Barbara Lili Kubiak, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.
Barbara is registered as a RR (Registered Representative) and started their career in finance in 2000. Barbara has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barbara Lili Grike's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2019 - Present
BRIGHTHOUSE SECURITIES, LLC
Office #1: 11225 North Community House Road, Charlotte, NC 28277March 25, 2017 - June 4, 2019
MML INVESTORS SERVICES, LLC
August 9, 2005 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
July 1, 2005 - August 5, 2005
TOWER SQUARE SECURITIES, INC.
April 21, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 21, 2004 - September 5, 2013
WALNUT STREET SECURITIES, INC.
April 21, 2004 - January 2, 2015
NEW ENGLAND SECURITIES
April 21, 2004 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
June 30, 2001 - September 26, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
April 20, 2000 - June 30, 2001
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2019)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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