Derek H. Stroud

TYNDALL STROUD WEALTH MANAGEMENT

Winterville, NC 28590

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CRD#: 4028986

Professional summary

Derek Hugh Stroud, who also goes by Derek H Stroud, is a registered financial advisor currently at TYNDALL STROUD WEALTH MANAGEMENT, LLC located in Winterville, North Carolina and CPS INVESTMENT ADVISORS located in Winterville, North Carolina.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Derek has worked at 8 firms and has passed the Series 65, Series 66 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek H Stroud

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TYNDALL STROUD CPAS, P.C.: A REGISTERED CPA FIRM IN NORTH CAROLINA; PRESIDENT. I DEVOTE APPROXIMATELY 60% OF MY TIME TO THIS ACTIVITY DURING NORMAL BUSINESS HOURS. I AM ALSO A MANAGER/MEMBER OF ONE LLC WHOSE SOLE ACTIVITY IS PASSIVE REAL ESTATE INVESTMENTS -RENTAL HOMES AND CONDOS. NONE OF MY TIME FOR THE LLC IS CONDUCTED DURING NORMAL BUSINESS HOURS. I HOLD A NORTH CAROLINA PROPERTY & CASUALTY AGENT'S LICENSE. I AM ALSO A LICENSED AGENT FOR TYNDALL STROUD INSURANCE SERVICES, LLC IN N.C. AND A MEMBER OF THE FIRM. I DEVOTE APPROX. 15 HOURS A WEEK TO THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Hugh Stroud's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2006 - Present

TYNDALL STROUD WEALTH MANAGEMENT, LLC

Office #1: 154-c Beacon Drive, Winterville, NC 28590

RIA

CRD#: 134102

Winterville, NC

Current

November 17, 2022 - Present

CPS INVESTMENT ADVISORS

Office #1: 154-c Beacon Dr, Winterville, NC 28590

RIA

CRD#: 104914

Winterville, NC

Past

November 28, 2016 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

RIA

CRD#: 112525

Goldsboro, NC

Past

August 22, 2008 - December 31, 2012

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

RALEIGH, NC

Past

March 8, 2006 - September 5, 2006

APW CAPITAL, INC.

CRD#: 43814

GOLDSBORO, NC

Past

November 6, 2002 - January 11, 2005

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

December 15, 2000 - November 1, 2002

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

November 24, 1999 - April 17, 2001

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CPS INVESTMENT ADVISORS

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S | SMITH CHAS P & ASSOCIATES P A CPAS | CPS INVESTMENT ADVISORS

CRD#: 104914 / SEC#: 801-35294

RIA

Registered Investment Advisory firm - (10/6/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/7/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/10/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6

Date: 11/23/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CPS INVESTMENT ADVISORS

CHAS. P. SMITH & ASSOCIATES, PA, CPA'S | SMITH CHAS P & ASSOCIATES P A CPAS | CPS INVESTMENT ADVISORS

CRD#: 104914 / SEC#: 801-35294

RIA

Registered Investment Advisory firm - (10/6/1989 Approved)

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Contact information

Main Address

205 East Orange Street #310, Lakeland, FL 33801-4611

Mailing Address

Phone number

(863) 688-1725

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CPS IA FORM ADV PART 2, THE CLIENT BROCHURE AND SUPPLEMENTS JULY 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	7,030
AUM (Assets Under Management)	$ 2,656,293,459

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/08/2025	Cover Page	Report
11/01/2023	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derek H. Stroud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Hugh Stroud's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPS INVESTMENT ADVISORS

MORNINGSTAR INVESTMENT SERVICES LLC

RESOURCE HORIZONS GROUP LLC

APW CAPITAL, INC.

INVESTORS CAPITAL CORP.

CETERA FINANCIAL SPECIALISTS LLC

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

CPS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/2004

Series 66

Date: 12/10/1999

Series 6

Date: 11/23/1999

Current Firm

CPS INVESTMENT ADVISORS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CPS INVESTMENT ADVISORS

TRUST BUT VERIFY

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