Peter M. Radics

QUATTRO M SECURITIES

New York, NY 10017

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CRD#: 4028791

Professional summary

Peter Matthew Radics is a registered financial professional currently at QUATTRO M SECURITIES INC. located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 19, Series 55, Series 25 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Matthew Radics's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2018 - Present

QUATTRO M SECURITIES INC.

Office #1: 501 Fifth Avenue 15th Floor, New York, NY 10017

CRD#: 39289

New York, NY

Past

February 16, 2016 - May 8, 2018

ROSENBLATT SECURITIES INC.

CRD#: 18377

NEW YORK, NY

Past

November 30, 2015 - February 17, 2016

LUCID CAPITAL MARKETS, LLC

CRD#: 140345

NEW YORK, NY

Past

April 27, 2009 - December 1, 2015

RAVEN SECURITIES CORP.

CRD#: 35201

NEW YORK, NY

Past

December 10, 2007 - May 14, 2008

LEK SECURITIES CORPORATION

CRD#: 33135

NEW CITY, NY

Past

October 5, 2007 - April 28, 2009

QUATTRO M SECURITIES INC.

CRD#: 39289

NEW YORK, NY

Past

September 29, 2006 - October 22, 2007

DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031

CHICAGO, IL

Past

April 5, 2001 - September 29, 2006

NANDRA GROUP, INC.

CRD#: 32850

NEW YORK, NY

Past

November 17, 1999 - March 30, 2001

BMO CAPITAL MARKETS CORP.

CRD#: 16686

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/8/2018)

Exams

State Security Law Exam

Series 63

Date: 7/29/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 19

Date: 1/18/2017

NYSE Floor Clerk - Equities Examination

General Industry/Product Exam

Series 55

Date: 6/24/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 25

Date: 4/25/2000

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 4/1/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

QUATTRO M SECURITIES INC.

CRD#: 39289 / SEC#: , 8-48629

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

501 Fifth Avenue 15th Floor, New York, NY 10017

Mailing Address

735 Ridgefield Road, Wilton, CT 06897

Phone number

(212) 402-1441

Established

New York since 12/07/1994

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MAURO, EUGENE LOUIS	EXECUTIVE COMMITTEE CHAIRMAN
LANGE, KATHLEEN ASH	CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER	4474328
LEONARD, JUSTIN KERN	CHIEF COMPLIANCE OFFICER, CEO	4407585

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Peter M. Radics

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Matthew Radics's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSENBLATT SECURITIES INC.

LUCID CAPITAL MARKETS, LLC

RAVEN SECURITIES CORP.

LEK SECURITIES CORPORATION

QUATTRO M SECURITIES INC.

DASH FINANCIAL TECHNOLOGIES LLC

NANDRA GROUP, INC.

BMO CAPITAL MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/2008

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 19

Date: 1/18/2017

Series 55

Date: 6/24/2000

Series 25

Date: 4/25/2000

Series 7

Date: 4/1/2000

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

QUATTRO M SECURITIES INC.

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

QUATTRO M SECURITIES INC.

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