MJ
Marilyn E. Johnson
GOLD COAST SECURITIES
Thousand Oaks, CA 91360
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CRD#: 4027251
MJ
Professional summary
Marilyn Evans Johnson, who also goes by Marilyn Elizabeth Evans, Marilyn Elizabeth Lucea, is a registered financial advisor currently at GOLD COAST SECURITIES, INC. located in Thousand Oaks, California.
Marilyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Marilyn has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marilyn Elizabeth Evans | Marilyn Elizabeth Lucea
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT SALESPERSON OF FIXED, LIFE,HEALTH,DENTAL,AND VISION INSURANCE OPERATING OUT OF MY HOME. THIS BUSINESS IS INVESTMENT RELATED. I DEVOTE APPROXIMATELY 1-6 HOURS A MONTH TO THIS ACTIVITY. CITADEL LAW CORPORATION, 2372 MORSE AVENUE, IRVINE, CA. NOT INVESTMENT RELATED. INDEPENDENT SOLICITOR OF TRUST, ESTATE PLANNING AMD ASSET PROTECTION SERVICES. STARTED IN JUNE 2015. I DEVOTE APPROXIMATELY 1-6 HOURS A MONTH TO THIS ACTIVITY. SELF EMPLOYED ACTOR AND CREW MEMBER IN TV AND FILM PRODUCTIONS OPERATING OUT OF MY HOME SINCE JUNE 2018. THIS BUSINESS IS NOT INVESTMENT RELATED. I DEVOTE APPROXIMATELY 15 HOURS A MONTH TO THIS ACTIVITY AT ALL TIMES INCLUDING SECURITIES TRADING HOURS.
CHADUCO, INC. 800 W. 6TH ST., LOS ANGELES, CA. THIS BUSINESS IS A PROPERTY MANAGEMENT COMPANY, AND IS NOT INVESTMENT RELATED. I AM EMPLOYED AS A PROPERTY MANAGER AS OF NOVEMBER 2019. I WILL DEVOTE A MAXIMUM OF 80 HOURS PER MONTH TO THIS ACTIVITY AT ALL TIMES, INCLUDING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Marilyn Evans Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marilyn Evans Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2008 - Present
GOLD COAST SECURITIES, INC.
Office #1: 275 E. Hillcrest Drive, Suite 225, Thousand Oaks, CA 91360RIA
BD
CRD#: 110925
Thousand Oaks, CA
Current
May 15, 2008 - Present
GOLD COAST SECURITIES, INC.
Office #1: 275 E. Hillcrest Drive-suite 225, Thousand Oaks, CA 91360-8241RIA
BD
CRD#: 110925
Thousand Oaks, CA
Past
June 8, 2006 - May 27, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
BEVERLY HILLS, CA
Past
June 8, 2006 - May 27, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
BEVERLY HILLS, CA
Past
February 21, 2003 - May 4, 2006
LPL FINANCIAL LLC
RIA
CRD#: 6413
GARDENA, CA
Past
February 21, 2003 - May 4, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
GARDENA, CA
Past
November 22, 2000 - February 18, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PALM SPRINGS, CA
Past
September 6, 2000 - February 18, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
November 15, 1999 - January 5, 2000
NEW WORLD FINANCIAL, INC.
BD
CRD#: 47747
MARBELLA,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/15/2008)
IAR
California(5/16/2008)
RR
Georgia(8/14/2008)
RR
New York(9/3/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/12/1999
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GC
GOLD COAST SECURITIES, INC.
GOLD COAST ADVISORY | GOLD COAST SECURITIES, INC.
CRD#: 110925 / SEC#: 801-60090, 8-53148
RIA
Registered Investment Advisory firm - SEC (12/10/2012 Terminated)California
Registered Investment Advisory firm - SEC (8/23/2012 Approved)Idaho
Registered Investment Advisory firm - SEC (9/12/2012 Approved)Ohio
Registered Investment Advisory firm - SEC (6/26/2012 Approved)Texas
Registered Investment Advisory firm - SEC (12/6/2012 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
275 E. Hillcrest Drive-suite 225, Thousand Oaks, CA 91360
Mailing Address
275 E. Hillcrest Drive-suite 225, Thousand Oaks, CA 91360-8241
Phone number
(805) 496-3660
Established
Delaware since 01/17/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
11
FINRA licenses (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 37,393,957 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOLD COAST SECURITIES, INC.
CRD#: 110925Thousand Oaks, CA 91360TRUST BUT VERIFY
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