SC
Scott C. Crawford
KESTRA ADVISORY SERVICES
Dover, DE 19904
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CRD#: 4026357
SC
Professional summary
Scott Clayton Crawford is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Dover, Delaware and KESTRA INVESTMENT SERVICES, LLC located in Dover, Delaware.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Scott has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: University of Delaware College of Agriculture & Natural Resources Advisory Committee Investment Related: No Address: 531 South College Avenue, Townsend Hall Newark DE 19716 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Committee member Start Date: 5/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend two meetings a year and help guide the college in it's education missionBusiness Name: Delaware Wildlands, Inc. Investment Related: No Address: 315 Main Street Odessa DE 19720 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board of Director Start Date: 6/3/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend four meetings a year and offer input on the organizations land conservation effortsBusiness Name: Kestra Advisory Services, LLC. Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment advisor Representative, registered rep, senior wealth strategist Start Date: 5/27/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: complete financial plans for clients and recommend insurance and investment products based on those financial plansBusiness Name: Crawford Financial Services Investment Related: Yes Address: 230 Beiser Blvd., Suite 201 Dover DE 19904 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner/Registered Representative and Investment Advisor Representative- and senior wealth strategist Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Primary duties include completing financial plans for clients and recommending insurance and investments associated with those plans as well as oversee the overal operations of the office
CRS (Client Relationship Summary) - RIA
Click below to view Scott Clayton Crawford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 230 Beiser Boulevard Suite 201, Dover, DE 19904RIA
CRD#: 283330
Dover, DE
Current
June 8, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 230 Beiser Blvd. 201, Dover, DE 19904BD
CRD#: 42046
Dover, DE
Past
August 19, 2005 - June 9, 2021
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
DOVER, DE
Past
October 27, 1999 - June 9, 2021
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
DOVER, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/6/2025)
RR
California(10/14/2022)
RR
Delaware(6/8/2021)
IAR
Delaware(6/8/2021)
RR
Florida(6/8/2021)
RR
Georgia(9/23/2022)
RR
Hawaii(6/8/2021)
RR
Idaho(2/21/2025)
RR
Maryland(6/8/2021)
RR
New Jersey(6/8/2021)
RR
New York(9/27/2021)
RR
North Carolina(6/9/2021)
RR
Pennsylvania(6/8/2021)
RR
South Carolina(6/8/2021)
RR
South Dakota(1/9/2025)
RR
Texas(6/8/2021)
IAR
Texas(7/27/2023)
RR
Virginia(6/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
