Sherri L. Jannise

FIRST COMMAND ADVISORY SERVICES

Fort Worth, TX 76109

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CRD#: 4023162

Professional summary

Sherri Lynn Jannise, who also goes by Sherri Lynn Adkins, Sherri Adkins, Sherri Barnes, Sherri Crawford, Sherri Jannise, Sherri Lynn Jannise, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.

Sherri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sherri has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Jim's Lock and Safe ; Whether the business is investment-related: No ; Address of the other business: PO Box 12228, Fort Worth TX 76110, United States ; Nature of the other business: Owner/Partner ; Your position, title, or relationship with the other business: Secretary/Treasurer ; The start date of your relationship: 08/2013 ; The approximate number of hours/month you devote to the other business: 1 - 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I hold minority partnership with my spouse in a locksmith business. I do not participate in any activity related to the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherri Lynn Jannise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

RIA

CRD#: 281958

Fort Worth, TX

Current

May 1, 2024 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

CRD#: 3641

Fort Worth, TX

Past

July 25, 2022 - April 15, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LEWISVILLE, TX

Past

July 25, 2022 - April 15, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

October 11, 2017 - July 11, 2022

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

October 11, 2017 - July 11, 2022

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

December 12, 2016 - October 5, 2017

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Past

December 15, 2015 - September 16, 2016

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

August 21, 2015 - December 15, 2015

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

FORT WORTH, TX

Past

August 29, 2013 - September 16, 2016

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

June 26, 2013 - August 21, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

October 19, 2012 - July 2, 2013

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

WESTLAKE, TX

Past

June 4, 2009 - November 11, 2011

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

December 18, 2008 - September 27, 2012

TD AMERITRADE CLEARING, INC.

CRD#: 5633

FORT WORTH, TX

Past

April 24, 2006 - December 18, 2008

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Past

June 19, 2002 - July 5, 2006

TD AMERITRADE CLEARING, INC.

CRD#: 5633

FORT WORTH, TX

Past

November 1, 1999 - December 31, 2001

J.P. SECURITIES, INC.

CRD#: 36559

BELLEVUE, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(5/1/2024)

IAR

Texas
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/3/2016

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/17/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sherri L. Jannise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherri Lynn Jannise's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

TD AMERITRADE, INC.

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE CLEARING, INC.

TD AMERITRADE, INC.

TD AMERITRADE CLEARING, INC.

J.P. SECURITIES, INC.

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2015

Series 63

Date: 11/3/1999

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/29/1999

Series 53

Date: 4/3/2016

Series 24

Date: 12/17/2002

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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