Michael P. Montanino
Professional summary
Michael P Montanino is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Syosset, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael P Montanino's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2010 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 6800 Jericho Turnpike Suite 118e, Syosset, NY 11791June 24, 2009 - May 10, 2010
WALNUT STREET SECURITIES, INC.
July 20, 2006 - June 24, 2009
GROSSMAN & CO., LLC.
June 30, 2006 - July 20, 2006
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
September 17, 2002 - June 9, 2006
GREAT EASTERN SECURITIES, INC.
January 10, 2002 - June 27, 2002
METROPOLITAN LIFE INSURANCE COMPANY
January 10, 2002 - June 27, 2002
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2017)
(1/11/2022)
(12/18/2017)
(9/1/2015)
(11/9/2010)
(5/5/2010)
(3/14/2018)
(6/9/2017)
(5/5/2010)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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