NF
Nancy J. Feilbach
NATIONWIDE INVESTMENT ADVISORS
COLUMBUS, OH 43215
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CRD#: 4017427
NF
Professional summary
Nancy Jane Feilbach is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Nancy has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Customer service for sporting events with ProEm located at 1540 E. Grant St. Phoenix AZ 85034. Started on 8/13/13. 5 hours devoted a month, 0 hours during trading hours. Not investment related.
2)Sales associate at Bath & Body Works located at 21011 tatum Blvd. ste 70 Phoenix AZ. Started on 11/13/17. 35 hours devoted a month, 0 hours during trading hours. Not investment related .
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Jane Feilbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2018 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215RIA
CRD#: 142373
COLUMBUS, OH
Current
October 24, 2018 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215BD
CRD#: 7110
Columbus, OH
Past
September 16, 2013 - June 7, 2018
OSAIC SERVICES, INC.
BD
CRD#: 133763
SCOTTSDALE, AZ
Past
September 16, 2013 - June 7, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 16, 2013 - June 7, 2018
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 13, 2010 - June 5, 2013
WALTON SECURITIES, INC.
BD
CRD#: 143763
SCOTTSDALE, AZ
Past
June 10, 2008 - November 3, 2009
VOYA INVESTMENT MANAGEMENT CO. LLC
RIA
CRD#: 106494
NEW YORK, NY
Past
September 4, 2007 - November 3, 2009
VOYA INVESTMENTS DISTRIBUTOR, LLC
BD
CRD#: 37886
WINDSOR, CT
Past
December 16, 2003 - August 16, 2007
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
PHOENIX, AZ
Past
December 7, 1999 - July 30, 2003
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NATIONWIDE INVESTMENT ADVISORS, LLC
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
RIA
Registered Investment Advisory firm - (8/30/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2018)
RR
Alaska(10/24/2018)
RR
Arizona(10/24/2018)
IAR
Arizona(12/27/2018)
RR
Arkansas(10/24/2018)
RR
California(10/24/2018)
RR
Colorado(10/24/2018)
RR
Connecticut(10/24/2018)
RR
Delaware(10/24/2018)
RR
District of Columbia(10/24/2018)
RR
Florida(10/24/2018)
RR
Georgia(10/24/2018)
RR
Hawaii(10/24/2018)
RR
Idaho(10/24/2018)
RR
Illinois(10/24/2018)
RR
Indiana(10/24/2018)
RR
Iowa(10/24/2018)
RR
Kansas(10/24/2018)
RR
Kentucky(10/24/2018)
RR
Louisiana(10/24/2018)
RR
Maine(10/24/2018)
RR
Maryland(10/24/2018)
RR
Massachusetts(10/24/2018)
RR
Michigan(10/24/2018)
RR
Minnesota(10/24/2018)
RR
Mississippi(10/24/2018)
RR
Missouri(10/24/2018)
RR
Montana(10/24/2018)
RR
Nebraska(10/24/2018)
RR
Nevada(10/24/2018)
RR
New Hampshire(10/24/2018)
RR
New Jersey(10/24/2018)
RR
New Mexico(10/24/2018)
RR
New York(10/24/2018)
RR
North Carolina(10/24/2018)
RR
North Dakota(10/24/2018)
RR
Ohio(10/24/2018)
IAR
Ohio(12/20/2018)
RR
Oklahoma(10/24/2018)
RR
Oregon(10/24/2018)
RR
Pennsylvania(10/24/2018)
RR
Puerto Rico(10/24/2018)
RR
Rhode Island(10/24/2018)
RR
South Carolina(10/24/2018)
RR
South Dakota(10/24/2018)
RR
Tennessee(10/24/2018)
RR
Texas(10/24/2018)
RR
Utah(10/24/2018)
RR
Vermont(10/24/2018)
RR
Virginia(10/24/2018)
RR
Washington(10/24/2018)
RR
West Virginia(10/24/2018)
RR
Wisconsin(10/24/2018)
RR
Wyoming(10/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NI
NATIONWIDE INVESTMENT ADVISORS, LLC
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
RIA
Registered Investment Advisory firm - (8/30/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Nationwide Plaza 03-07-202, Columbus, OH 43215
Mailing Address
Phone number
(614) 435-8371
Established
Firm type
Fiscal year end
# of Employees
417
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
