JB
Jeffery P. Boutin
ON INVESTMENT MANAGEMENT CO
MERRIMACK, NH 03054
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CRD#: 4013015
JB
Professional summary
Jeffery Paul Boutin, who also goes by Jeffrey Paul Boutin, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Merrimack, New Hampshire and THE O.N. EQUITY SALES COMPANY located in Merrimack, New Hampshire.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jeffery has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Paul Boutin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Jeff Boutin FINANCIAL Advisory Services; NOT INVESTMENT RELATED; 65 ERIK STREET MERRIMACK, NH 03054; SELLING LIFE, HEALTH DISABILITY, LTC and fixed annuities; OWNER; 01/01/98-CURRENT; 30 HOURS/MONTH; 30 DURING SECURITIES TRADING; I SELL THE ABOVED MENTIONED PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Paul Boutin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2006 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 65 Erik Street, Merrimack, NH 03054RIA
CRD#: 105662
MERRIMACK, NH
Current
March 11, 2005 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
MERRIMACK, NH
Past
January 2, 2001 - March 29, 2005
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BEDFORD, NH
Past
September 8, 2000 - March 28, 2005
BCAS
RIA
CRD#: 105666
BEDFORD, NH
Past
September 16, 1999 - March 29, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maine(3/11/2005)
IAR
Maine(5/8/2015)
RR
Massachusetts(3/11/2005)
IAR
Massachusetts(6/8/2015)
RR
New Hampshire(3/11/2005)
IAR
New Hampshire(9/15/2006)
RR
Oklahoma(1/25/2023)
RR
South Carolina(9/30/2015)
RR
Texas(1/13/2014)
RR
Vermont(9/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
