JM
Jane M. Mckenzie
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Santa Cruz, CA
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CRD#: 4010146
JM
Professional summary
Jane Marie Mckenzie is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Santa Cruz, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Santa Cruz, California.
Jane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jane has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 40/WK 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. SANTA CRUZ SURFING PRESERVATION SOCIETY, 701 WEST CLIFF DR SANTA CRUZ CA, 1/2010, DIRECTOR, VOLUNTEER, NIR, 2/MO 0/TRADING. 3. POINT SANTA CRUZ STRATEGIES, 330 Locust Street, Santa Cruz CA 95060, 05/16/2024, POINT SANTA CRUZ STRATEGIES IS SIMPLY A BUSINESS LICENSE NAME FOR MARKETING, Administrative, NIR, 0 HR/MO, 0 HR/MO TRADING. 4. JANE M. MCKENZIE, 330 Locust Street, Santa Cruz CA 95060, United States, 10/2003, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 6/MO 6/TRADING. 5. JANE MCKENZIE, 132 Liberty Street SANTA CRUZ CA, 01/1995, Rental Property Owner, Real Estate Rental, NIR, 4 HR/MO 0 HR/MO Trading. 6. PROTECTED INVESTORS OF AMERICA, 111 Santa Rosa Avenue, Santa Rosa CA 95404, United States, 11/13/2024, IAR, DBA, INV REL, 0/MO - 0/Trading 7. POINT SANTA CRUZ STRATEGIES , INC., 330 Locust Street, Santa Cruz CA 95060, 04/2025, Owner, DBA Name, INV REL, 140 HR/MO, 100 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jane Marie Mckenzie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 330 Locust Street, Santa Cruz, CA 95060RIA
CRD#: 134139
Santa Cruz, CA
Current
June 10, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 330 Locust Street, Santa Cruz, CA 95060BD
CRD#: 39543
Santa Cruz, CA
Past
September 7, 2011 - July 22, 2016
PROTECTED INVESTORS OF AMERICA
RIA
CRD#: 6082
SANTA CRUZ, CA
Past
September 6, 2011 - July 22, 2016
PROTECTED INVESTORS OF AMERICA
BD
CRD#: 6082
SANTA CRUZ, CA
Past
June 1, 2009 - September 21, 2011
MORGAN STANLEY
RIA
CRD#: 149777
CAPITOLA, CA
Past
June 1, 2009 - September 21, 2011
MORGAN STANLEY
BD
CRD#: 149777
CAPITOLA, CA
Past
October 17, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CAPITOLA, CA
Past
October 17, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CAPITOLA, CA
Past
March 29, 2002 - October 23, 2003
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
MONTEREY, CA
Past
March 27, 2000 - October 23, 2003
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
January 31, 2000 - March 16, 2000
BAIKIE & ALCANTARA INC.
BD
CRD#: 1144
SANTA CRUZ, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/4/2021)
RR
California(6/10/2016)
IAR
California(6/10/2016)
RR
Florida(3/6/2020)
RR
Hawaii(4/19/2018)
RR
Nevada(7/22/2016)
RR
Washington(2/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
