Edward R. Parks
Professional summary
Edward Roosevelt Parks Jr., who also goes by Ed Roosevelt Parks Jr., Edward Roosevelt Parks Jr, Edward Roosevelt Parks, Edward Roosevelt Parks Jr., Edward Parks, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Alpharetta, Georgia.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 13 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Roosevelt Parks Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 3655 Brookside Parkway Suite 400, Alpharetta, GA 30022August 28, 2025 - October 9, 2025
LPL ENTERPRISE, LLC
August 27, 2025 - October 9, 2025
LPL ENTERPRISE, LLC
December 22, 2022 - August 18, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 20, 2022 - August 18, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 29, 2022 - August 18, 2025
RAYMOND JAMES & ASSOCIATES, INC.
June 27, 2022 - August 18, 2025
RAYMOND JAMES & ASSOCIATES, INC.
July 16, 2014 - June 15, 2022
FSC SECURITIES CORPORATION
July 15, 2014 - June 15, 2022
FSC SECURITIES CORPORATION
December 2, 2010 - July 10, 2014
TRUIST INVESTMENT SERVICES, INC.
November 17, 2010 - July 10, 2014
TRUIST INVESTMENT SERVICES, INC.
May 8, 2006 - October 30, 2009
COLONIAL ASSET MANAGEMENT INC
April 24, 2006 - November 13, 2009
COLONIAL BROKERAGE, INC.
June 21, 2005 - April 5, 2006
PFS INVESTMENTS INC.
April 16, 2003 - May 13, 2005
FSC SECURITIES CORPORATION
April 16, 2003 - May 19, 2005
ADVANTAGE CAPITAL CORPORATION
January 28, 2002 - May 19, 2005
ADVANTAGE CAPITAL CORPORATION
April 26, 2000 - May 13, 2005
FSC SECURITIES CORPORATION
January 10, 2000 - April 25, 2000
MML INVESTORS SERVICES, LLC
November 9, 1999 - December 2, 1999
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
