Keith A. O'brien

TRUIST ADVISORY SERVICES

CUPEPER, VA 22701

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CRD#: 4008286

Professional summary

Keith Andrew O'brien is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Cupeper, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Culpeper, Virginia.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Keith has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Andrew O'brien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2022 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 1300 Sunset Lane Suite 3210, Cupeper, VA 22701

RIA

CRD#: 283390

CUPEPER, VA

Current

October 26, 2022 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 1300 Sunset Ln Ste 3210, Culpeper, VA 22701

CRD#: 17499

Culpeper, VA

Past

January 18, 2022 - February 1, 2022

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

January 18, 2022 - February 1, 2022

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 23, 2020 - May 3, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLES TOWN, WV

Past

April 13, 2020 - May 3, 2021

LPL FINANCIAL LLC

CRD#: 6413

CHARLES TOWN, WV

Past

May 16, 2019 - January 31, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PURCELLVILLE, VA

Past

May 16, 2019 - January 31, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PURCELLVILLE, VA

Past

February 26, 2013 - May 31, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEESBURG, VA

Past

February 26, 2013 - May 31, 2019

LPL FINANCIAL LLC

CRD#: 6413

LEESBURG, VA

Past

June 1, 2008 - February 28, 2013

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

LEESBURG, VA

Past

June 1, 2008 - February 28, 2013

OSAIC INSTITUTIONS, INC.

CRD#: 35371

LEESBURG, VA

Past

December 12, 2003 - June 1, 2008

BI INVESTMENTS, LLC

RIA

CRD#: 125437

LEESBURG, VA

Past

December 12, 2003 - June 1, 2008

BI INVESTMENTS, LLC

CRD#: 125437

LEESBURG, VA

Past

January 23, 2003 - December 15, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WASHINGTON, DC

Past

January 10, 2003 - December 15, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 27, 1999 - January 2, 2003

RIGGS SECURITIES INC.

CRD#: 46202

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/16/2023)

Alaska
(5/16/2023)

Arizona
(5/16/2023)

Arkansas
(5/16/2023)

California
(5/16/2023)

Colorado
(5/16/2023)

Connecticut
(5/16/2023)

Delaware
(5/16/2023)

District of Columbia
(5/16/2023)

Florida
(5/16/2023)

Georgia
(5/16/2023)

Hawaii
(5/16/2023)

Idaho
(5/16/2023)

Illinois
(5/16/2023)

Indiana
(5/16/2023)

Iowa
(5/16/2023)

Kansas
(5/16/2023)

Kentucky
(5/16/2023)

Louisiana
(5/16/2023)

Maine
(5/16/2023)

Maryland
(5/16/2023)

Massachusetts
(5/16/2023)

Michigan
(5/16/2023)

Minnesota
(5/16/2023)

Mississippi
(5/16/2023)

Missouri
(5/16/2023)

Montana
(5/16/2023)

Nebraska
(5/16/2023)

Nevada
(5/16/2023)

New Hampshire
(5/16/2023)

New Jersey
(5/16/2023)

New Mexico
(5/16/2023)

New York
(5/16/2023)

North Carolina
(5/16/2023)

North Dakota
(5/16/2023)

Ohio
(5/16/2023)

Oklahoma
(5/16/2023)

Oregon
(5/16/2023)

Pennsylvania
(5/16/2023)

Puerto Rico
(5/16/2023)

Rhode Island
(5/16/2023)

South Carolina
(5/16/2023)

South Dakota
(5/16/2023)

Tennessee
(5/16/2023)

Texas
(5/16/2023)

Utah
(5/16/2023)

Vermont
(5/16/2023)

Virgin Islands
(5/16/2023)

Virginia
(10/26/2022)

IAR

Virginia
(10/26/2022)

Washington
(5/16/2023)

West Virginia
(5/16/2023)

Wisconsin
(5/16/2023)

Wyoming
(5/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/6/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/26/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith A. O'brien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Andrew O'brien's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

BI INVESTMENTS, LLC

BI INVESTMENTS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RIGGS SECURITIES INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2001

Series 63

Date: 1/6/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2002

Series 6

Date: 9/21/1999

Series 24

Date: 3/26/2014

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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