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GD

George Demos

NGC FINANCIAL
Bayside, NY 11361
Some features on this profile are disabled
CRD#: 4007266
GD

Professional summary

George Demos is a registered financial professional currently at NGC FINANCIAL, LLC located in Bayside, New York.

George is registered as a RR (Registered Representative) and started their career in finance in 1999. George has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Demos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2008 - Present

NGC FINANCIAL, LLC

Office #1: 201-09 Northern Blvd, Bayside, NY 11361
BD
CRD#: 145082
Bayside, NY
Past

November 10, 1999 - June 20, 2008

RNR SECURITIES, L.L.C.

BD
CRD#: 43689
EAST MEADOW, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/15/2008)
RR
Delaware
(1/28/2022)
RR
Florida
(2/12/2008)
RR
Georgia
(10/10/2012)
RR
New Jersey
(2/12/2008)
RR
New York
(2/12/2008)
RR
Virginia
(11/16/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 12/2/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/9/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NF
NGC FINANCIAL, LLC
NGC FINANCIAL, LLC

CRD#: 145082 / SEC#: , 8-67699

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
36-01 208th Street, Bayside, NY 11361
Mailing Address
36-01 208th Street, Bayside, NY 11361
Phone number
(718) 423-1100
Established
New York since 03/01/2000
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAROUSSO, NEIL GEORGECHIEF COMPLIANCE OFFICER2523062

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NGC FINANCIAL, LLC

CRD#: 145082Bayside, NY 11361

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