RP
Richard J. Porter
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Oklahoma City, OK 73114
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CRD#: 366055
RP
Professional summary
Richard John Porter is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Oklahoma City, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Oklahoma City, Oklahoma.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Richard has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/20202, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) DIVERSIFIED INSURANCE BROKERAGE ALLIANCE, NORMAN OK 73072, 09/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 30 HR/MO 10 HR/MO TRADING 3) MILLENIUM FINANCIAL, 700 CEDAR LAKE BLVD OKLAHOMA CITY OK, 01/2000, REAL ESTATE OWNER, SHAREHOLDER, NIR, 1 HR/MO 0 HR/MO TRADING 4) INSURANCE AND FINANCIAL ADVISORS PAC, 700 CEDAR LAKE BLVD OKLAHOMA CITY OK, PROFESSIONAL ASSOC POLITICAL ACTION COMMITTEE, 09/2010, NIR, 5 HR/MO 3 HR/MO TRADING 5) NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS, 2901 TELESTAR CT FALLS CHURCH VA, NATIONAL CHAIRMAN OF POLITICAL ACTION COMMITTEE, 01/2021, NIR, 10 HR/MO 5 HR/MO TRADING 6) JUNIOR ACHIEVEMENT, 700 CEDAR LAKE BLVD OKLAHOMA CITY OK, VOLUNTEER, 02/2007, NIR, 1 HR/MO 1 HR/MO TRADING 7) ADAPTATION FINANCIAL ADVISORS, 700 CEDAR LAKE BLVD OKLAHOMA CITY OK, 08/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 20 HR/MO 15 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Richard John Porter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 700 Cedar Lake Blvd., Oklahoma City, OK 73114RIA
CRD#: 134139
Oklahoma City, OK
Current
August 31, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 700 Cedar Lake Blvd., Oklahoma City, OK 73114BD
CRD#: 39543
Oklahoma City, OK
Past
November 2, 2018 - September 2, 2020
OSAIC WEALTH, INC.
RIA
CRD#: 23131
OKLAHOMA CITY, OK
Past
November 2, 2018 - September 2, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
OKLAHOMA CITY, OK
Past
January 11, 2000 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
OKLAHOMA CITY, OK
Past
May 27, 1999 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
OKLAHOMA CITY, OK
Past
May 13, 1974 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
May 13, 1974 - May 7, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2022)
RR
California(4/21/2023)
RR
Georgia(8/31/2020)
RR
Kansas(8/31/2020)
RR
Maryland(8/31/2020)
RR
Nevada(8/31/2020)
RR
Oklahoma(8/31/2020)
IAR
Oklahoma(8/31/2020)
RR
Texas(8/31/2020)
IAR
Texas(8/31/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/7/1974
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
