RP
Ronald V. Paulseen
EAGLE STRATEGIES LLC
WICHITA, KS 67226
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CRD#: 358288
RP
Professional summary
Ronald Virgel Paulseen is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Wichita, Kansas and NYLIFE SECURITIES LLC located in Wichita, Kansas.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Ronald has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[KANSAS HEART HOSPITAL; MINORITY OWNER; NON INVESTMENT RELATED; START DATE 08/2003] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA PAULSEEN FINANCIAL GROUP; INVESTMENT RELATED; START DATE 8/1994] [NYLARC; LLC MEMBER AND BOARD MEMBER; 2999 NORTH 44TH STREET SUITE 250, PHOENIX, AZ 85018; INVESTMENT RELATED; A LIFE INSURANCE REINSURANCE COMPANY FOR NEW YORK LIFE; START DATE 11/2010] [BULLS & BEARS; INVESTMENT/SOCIAL CLUB; PASSIVE MEMBER; INVESTMENT RELATED; NO TIME SPENT ON ACTIVITY; START DATE 10/2011] [Webb Properties LLC; This business owns the building that is Paulseen Financial Group; 3411 N. Webb Rd Wichita KS 67226; Start Date 07/2015; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; managing member]
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Virgel Paulseen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 3411 N Webb Road, Wichita, KS 67226RIA
CRD#: 110826
WICHITA, KS
Current
October 23, 1982 - Present
NYLIFE SECURITIES LLC
Office #1: 3411 N Webb Road, Wichita, KS 67226BD
CRD#: 5167
Wichita, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(9/7/1984)
IAR
Kansas(3/3/2003)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/3/1973
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Wichita, KS 67226TRUST BUT VERIFY
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