Robert B. Brown
Professional summary
Robert Brill Brown is a registered financial professional currently at HEROLD & LANTERN INVESTMENTS, INC. located in Melville, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1969. Robert has worked at 7 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 52TO, Series 79TO, SIE, Series 1, Series 24, Series 53, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Brill Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2024 - Present
HEROLD & LANTERN INVESTMENTS, INC.
Office #1: 35 Pinelawn Road Suite 101e, Melville, NY 11747October 23, 2015 - April 15, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
February 13, 1987 - October 30, 2015
BRILL SECURITIES, INC.
November 19, 1986 - March 14, 1987
FINANCIAL SQUARE PARTNERS
August 31, 1983 - November 18, 1986
SELIGMAN SECURITIES, INC.
May 8, 1975 - September 12, 1983
L. F. ROTHSCHILD & CO. INCORPORATED
July 21, 1969 - June 19, 1975
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2024)
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(4/18/2024)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 6/22/1956
Registered Representative ExaminationSeries 40
Date: 7/8/1969
Registered Principal ExaminationFINRA
Current Firm
HEROLD & LANTERN INVESTMENTS, INC.
CRD#: 30996 / SEC#: , 8-45285
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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