Larry Baron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Baron was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1999. Larry had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2019 - July 3, 2023
EXCHANGERIGHT SECURITIES, LLC
February 16, 2016 - May 11, 2018
SECURITIES AMERICA, INC.
August 13, 2013 - March 21, 2014
ORCHARD SECURITIES, LLC
January 26, 2012 - November 9, 2012
CABIN SECURITIES, INC.
December 6, 2007 - February 25, 2010
RESOURCE SECURITIES LLC
January 16, 2004 - November 29, 2007
PROVASI CAPITAL PARTNERS LP
July 26, 2000 - November 18, 2002
FUNDS DISTRIBUTOR, LLC
September 10, 1999 - May 10, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
EXCHANGERIGHT SECURITIES, LLC
CRD#: 283430 / SEC#: , 8-69753
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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