DR
David A. Roper
KESTRA ADVISORY SERVICES
GERMANTOWN, MD 20874
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CRD#: 3278182
DR
Professional summary
David Allen Roper is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Germantown, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Germantown, Maryland.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Democracy Realty I, LLC. Investment Related: No Address: 13237 Executive Park Ter. Germantown MD 20874 Nature of Business: Real Estate Position: Tax Matters Partner Start Date: 1/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Tax Matters Partner Business Name: Roper & Roper, P.C. Investment Related: No Address: 13237 Executive Park Terrace Germantown MD 20874 Nature of Business: Tax/Accounting Position: President Start Date: 11/1/1994 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Tax preparation Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Coffman Recycling Center, Inc. Investment Related: No Address: 8027 Reichs Ford Road Frederick MD 21704 Nature of Business: Other Back Office Operations Position: VP and Treasurer. Start Date: 12/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Perform accounting and tax activities. Business Name: ROPER FINANCIAL SERVICES POSITION: Owner/President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 12/01/1999 ADDRESS: 13237 Executive Park Terrace, Germantown MD 20874 DESCRIPTION: Everything associated with operating a financial services business through Kestra. Business Name: DAVID A ROPER REVOCABLE LIVING TRUST DTD MAY 16, 2023. POSITION: Grantor of Trust NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2023 ADDRESS: 7003 Freedom Way, Frederick MD 21703 DESCRIPTION: Grantor of Trust
CRS (Client Relationship Summary) - RIA
Click below to view David Allen Roper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 13237 Executive Park Terrace,, Germantown, MD 20874RIA
CRD#: 283330
GERMANTOWN, MD
Current
January 4, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 13237 Executive Park Terrace, Germantown, MD 20874BD
CRD#: 42046
Germantown, MD
Past
January 4, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
GERMANTOWN, MD
Past
February 10, 2000 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
GERMANTOWN, MD
Past
October 4, 1999 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
GERMANTOWN, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/2/2015)
RR
Arizona(8/8/2017)
RR
California(1/4/2010)
RR
Colorado(10/24/2022)
RR
District of Columbia(9/28/2010)
RR
Florida(1/4/2010)
RR
Hawaii(7/19/2011)
RR
Maryland(1/4/2010)
IAR
Maryland(4/19/2016)
RR
North Carolina(12/16/2013)
RR
Pennsylvania(1/4/2010)
RR
South Carolina(12/16/2013)
RR
Tennessee(10/24/2022)
RR
Texas(1/4/2010)
RR
Virginia(1/4/2010)
RR
West Virginia(1/4/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Germantown, MD 20874TRUST BUT VERIFY
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