Robb I. Stottlemyer
Professional summary
Robb Ian Stottlemyer is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Glen Allen, Virginia.
Robb is registered as a RR (Registered Representative) and started their career in finance in 2000. Robb has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robb Ian Stottlemyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 31, 2012 - June 5, 2013
THE LEADERS GROUP, INC.
December 13, 2007 - August 19, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 2, 2007 - April 30, 2007
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
May 30, 2006 - February 2, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 22, 2006 - August 19, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 25, 2004 - April 24, 2006
TRUIST INVESTMENT SERVICES, INC.
June 25, 2004 - April 24, 2006
TRUIST INVESTMENT SERVICES, INC.
April 11, 2000 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
April 11, 2000 - June 24, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2019)
(6/4/2015)
(6/5/2013)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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