Kenneth J. Malc
Professional summary
Kenneth Jacob Malc, who also goes by Ken Malc, is a registered financial professional currently at PLANNED FINANCIAL PROGRAMS, INC. located in Melville, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1999. Kenneth has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Jacob Malc's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2002 - Present
PLANNED FINANCIAL PROGRAMS, INC.
Office #1: 734 Walt Whitman Road Suite 301, Melville, NY 11747November 19, 1999 - December 23, 1999
C. J. M. PLANNING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2004)
(10/24/2002)
Exams
FINRA
Current Firm
PLANNED FINANCIAL PROGRAMS, INC.
CRD#: 3049 / SEC#: , 8-5727
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOCK, ROBERT WALTER | PRESIDENT/ VP/CHIEF COMPLIANCE OFFICER/TREASURER | 1835457 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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