Robert Walter Hock
Professional Summary
Robert Walter Hock is a registered financial advisor currently at PLANNED FINANCIAL PROGRAMS, INC. located in Melville, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 27, Series 53, Series 4, Series 39 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
PLANNED FINANCIAL PROGRAMS | PLANNED FINANCIAL PROGRAMS, INC.
Contact Information
Main Address
734 Walt Whitman Road, Melville, NY 11747-2216Mailing Address
734 Walt Whitman Road, Melville, NY 11747-2216Phone Number
(631) 423-8800Established
New York since 08/05/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOCK, ROBERT WALTER | PRESIDENT/ VP/CHIEF COMPLIANCE OFFICER/TREASURER | 1835457 |
Disclosures
Regulatory Event
1Similar Advisors
PARK AVENUE SECURITIES LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/4/2025)
(12/14/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1988About the Series 6 examSeries 39 — Direct Participation Programs Principal Examination
Passed Feb 1991About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 1990About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Walter Hock's CRS (Customer Relationship Summary).
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