Johann M. Jaramillo

FRANKLIN DISTRIBUTORS

Stamford, CT 06902

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CRD#: 3276067

Professional summary

Johann Medina Jaramillo, CFP® is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Stamford, Connecticut.

Johann is registered as a RR (Registered Representative) and started their career in finance in 2000. Johann has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Johann Medina Jaramillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 1, 2015 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 First Stamford Place, Stamford, CT 06902

CRD#: 109064

Stamford, CT

Past

June 1, 2009 - December 8, 2010

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

June 1, 2009 - December 8, 2010

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

May 28, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PURCHASE, NY

Past

May 23, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

August 2, 2001 - March 27, 2008

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

GREENWICH, CT

Past

March 29, 2001 - March 27, 2008

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

GREENWICH, CT

Past

March 20, 2000 - August 3, 2000

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/11/2019)

Alaska
(10/9/2019)

Arizona
(10/8/2019)

Arkansas
(10/8/2019)

California
(10/8/2019)

Colorado
(10/9/2019)

Connecticut
(4/26/2018)

Delaware
(10/11/2019)

District of Columbia
(10/9/2019)

Florida
(10/9/2019)

Georgia
(10/17/2019)

Hawaii
(10/9/2019)

Idaho
(10/9/2019)

Illinois
(10/22/2019)

Indiana
(10/8/2019)

Iowa
(10/8/2019)

Kansas
(10/15/2019)

Kentucky
(10/11/2019)

Louisiana
(10/10/2019)

Maine
(10/9/2019)

Maryland
(10/10/2019)

Massachusetts
(10/9/2019)

Michigan
(10/10/2019)

Minnesota
(10/9/2019)

Mississippi
(10/8/2019)

Missouri
(10/9/2019)

Montana
(10/9/2019)

Nebraska
(1/2/2025)

Nevada
(10/16/2019)

New Hampshire
(10/14/2019)

New Jersey
(11/14/2019)

New Mexico
(10/9/2019)

New York
(10/9/2019)

North Carolina
(10/8/2019)

North Dakota
(10/14/2019)

Ohio
(10/8/2019)

Oklahoma
(10/9/2019)

Oregon
(10/25/2019)

Pennsylvania
(10/9/2019)

Puerto Rico
(10/10/2019)

Rhode Island
(10/9/2019)

South Carolina
(10/10/2019)

South Dakota
(10/15/2019)

Tennessee
(10/9/2019)

Texas
(10/10/2019)

Utah
(10/9/2019)

Vermont
(10/8/2019)

Virgin Islands
(1/5/2021)

Virginia
(10/9/2019)

Washington
(10/8/2019)

West Virginia
(10/16/2019)

Wisconsin
(10/8/2019)

Wyoming
(10/14/2019)

Exams

State Security Law Exam

Series 63

Date: 4/23/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/13/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2000

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 3/16/2000

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johann M. Jaramillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Johann Medina Jaramillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/2018

Series 65

Date: 12/13/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2000

Series 52

Date: 3/16/2000

Series 24

Date: 12/8/2023

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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