MC
Matthew J. Callaghan
TRUIST SECURITIES
BALTIMORE, MD 21202
Some features on this profile are disabled
CRD#: 3276055
MC
Professional summary
Matthew James Callaghan, who also goes by Matt Callaghan, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Baltimore, Maryland.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 52TO, Series 99TO, Series 50, SIE, Series 79, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matt Callaghan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew James Callaghan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2022 - Present
TRUIST SECURITIES, INC.
Office #1: 120 East Baltimore Street Fl 23, Baltimore, MD 21202BD
CRD#: 6271
BALTIMORE, MD
Past
March 30, 2011 - March 17, 2020
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
BALTIMORE, MD
Past
March 16, 2009 - March 29, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BALTIMORE, MD
Past
May 14, 2003 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
BALTIMORE, MD
Past
November 30, 2001 - April 23, 2003
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
November 3, 2000 - August 7, 2001
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
June 5, 2000 - November 3, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
September 1, 1999 - December 17, 1999
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/2022)
RR
Alaska(8/10/2022)
RR
Arizona(4/18/2022)
RR
Arkansas(8/8/2022)
RR
California(8/9/2022)
RR
Colorado(4/12/2022)
RR
Connecticut(4/12/2022)
RR
Delaware(8/10/2022)
RR
District of Columbia(4/18/2022)
RR
Florida(4/12/2022)
RR
Georgia(8/10/2022)
RR
Hawaii(8/9/2022)
RR
Idaho(4/12/2022)
RR
Illinois(8/19/2022)
RR
Indiana(8/9/2022)
RR
Iowa(8/11/2022)
RR
Kansas(8/11/2022)
RR
Kentucky(8/18/2022)
RR
Louisiana(4/12/2022)
RR
Maine(8/9/2022)
RR
Maryland(4/12/2022)
RR
Massachusetts(8/8/2022)
RR
Michigan(8/10/2022)
RR
Minnesota(8/9/2022)
RR
Mississippi(8/10/2022)
RR
Missouri(8/9/2022)
RR
Montana(8/10/2022)
RR
Nebraska(8/9/2022)
RR
Nevada(8/16/2022)
RR
New Hampshire(8/9/2022)
RR
New Jersey(8/17/2022)
RR
New Mexico(8/9/2022)
RR
New York(8/9/2022)
RR
North Carolina(8/9/2022)
RR
North Dakota(8/15/2022)
RR
Ohio(8/9/2022)
RR
Oklahoma(8/9/2022)
RR
Oregon(8/9/2022)
RR
Pennsylvania(8/9/2022)
RR
Puerto Rico(4/22/2022)
RR
Rhode Island(8/12/2022)
RR
South Carolina(8/9/2022)
RR
South Dakota(8/9/2022)
RR
Tennessee(8/9/2022)
RR
Texas(8/10/2022)
RR
Utah(8/9/2022)
RR
Vermont(8/9/2022)
RR
Virginia(8/9/2022)
RR
Washington(8/8/2022)
RR
West Virginia(8/11/2022)
RR
Wisconsin(8/9/2022)
RR
Wyoming(8/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 3/13/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 3/13/2022
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 3/13/2022
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION
CRD#: 6271 / SEC#: , 8-17212
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
