Jonathan Lauren Platt
CFAProfessional Summary
Jonathan Lauren Platt, CFA, who also goes by Jon Platt, is a registered financial advisor currently at BLACKROCK EXECUTION SERVICES located in San Francisco, California. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1999. Jonathan has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jonathan Lauren Platt, Jon Platt
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES
Credentials
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES
Current Firm
BARCLAYS GLOBAL INVESTORS SERVICES | BZW GLOBAL INVESTORS SERVICES | BZW BARCLAYS GLOBAL INVESTORS SERVICES | BLACKROCK EXECUTION SERVICES
Contact Information
Main Address
50 Hudson Yards, New York, NY 10001Mailing Address
1 University Square Drive, Princeton, NJ 08540Phone Number
(609) 282-3046Established
California since 08/31/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | SHAREHOLDER | — |
| CONRAD, JESSICA KATHRYN | MANAGER | 7402965 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| SKOWRONSKI, SCOTT MICHAEL | CHIEF OPERATING OFFICER | 5171257 |
| TERRY, ELISE MARIE | MANAGER | 4042345 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES
State Registrations and Notice Filings
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
(6/5/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2001SRO Registrations
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Lauren Platt's CRS (Customer Relationship Summary).
Similar Advisors
OCCIDENTAL ASSET MANAGEMENT, LLC
TERRAFIRMA WEALTH PARTNERS
GINSBERG FINANCIAL STRATEGIES