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MS

Mark A. Sanchez

CETERA INVESTMENT ADVISERS
SAN DIEGO, CA 92101
Some features on this profile are disabled
CRD#: 3272570
MS
Mark Anthony SanchezCETERA INVESTMENT ADVISERS

Professional summary

Mark Anthony Sanchez, who also goes by Mark Anthony Sanchez Jr, Mark A Sanchez, Mark Sanchez, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA INVESTMENT SERVICES LLC located in San Diego, California.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 16 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

Aliases

Mark Anthony Sanchez Jr | Mark A Sanchez | Mark Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Poway American Little League Board of Directors INV REL: N ADD: PO Box 894, Poway, CA 92064 NATURE: Board of Directors for our local Little League POSITION: Safety Officer START DATE: 11/2023 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Update the league's safety plan, ensure first aid supplies are available

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Sanchez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 655 W Broadway 12th Fl , San Diego, CA 92101
RIA
CRD#: 105644
SAN DIEGO, CA
Current

August 11, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101
BD
CRD#: 15340
SAN DIEGO, CA
Current

August 11, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101
BD
CRD#: 13572
SAN DIEGO, CA
Current

August 11, 2026 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101
BD
CRD#: 10358
SAN DIEGO, CA
Current

August 11, 2026 - Present

CETERA ADVISORS LLC

Office #1: 655 W Broadway12th Fl, San Diego, CA 92101
BD
CRD#: 10299
SAN DIEGO, CA
Past

January 26, 2026 - July 8, 2026

MADISON AVENUE SECURITIES, LLC

RIA
CRD#: 23224
SAN DIEGO, CA
Past

January 26, 2026 - July 8, 2026

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
SAN DIEGO, CA
Past

March 5, 2025 - January 23, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
POWAY, CA
Past

March 5, 2025 - January 23, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
POWAY, CA
Past

July 22, 2015 - December 16, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

July 21, 2015 - December 16, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

February 9, 2012 - June 19, 2015

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
SAN DIEGO, CA
Past

February 9, 2012 - June 29, 2015

SORRENTO PACIFIC FINANCIAL, LLC

RIA
CRD#: 127787
SAN DIEGO, CA
Past

February 8, 2012 - June 19, 2015

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

February 8, 2012 - June 29, 2015

SORRENTO PACIFIC FINANCIAL, LLC

BD
CRD#: 127787
SAN DIEGO, CA
Past

August 23, 2007 - February 9, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

August 23, 2007 - February 9, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

May 29, 2007 - August 30, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
POWAY, CA
Past

May 29, 2007 - August 30, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
POWAY, CA
Past

June 5, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
POWAY, CA
Past

June 5, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
POWAY, CA
Past

November 22, 2004 - April 17, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN DIEGO, CA
Past

November 5, 2004 - April 17, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 5, 2004 - April 17, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN DIEGO, CA
Past

November 24, 2003 - October 12, 2004

WINDHAM SECURITIES, INC.

BD
CRD#: 20529
NEW YORK, NY
Past

May 4, 2000 - November 4, 2003

VANGUARD CAPITAL

BD
CRD#: 22081
DEL MAR, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/11/2026)
RR
Alaska
(8/11/2026)
RR
Arizona
(8/11/2026)
RR
Arkansas
(8/11/2026)
RR
California
(8/11/2026)
IAR
California
(8/11/2026)
RR
Colorado
(8/11/2026)
RR
Connecticut
(8/11/2026)
RR
Delaware
(8/11/2026)
RR
District of Columbia
(8/11/2026)
RR
Florida
(8/11/2026)
RR
Georgia
(8/11/2026)
RR
Hawaii
(8/11/2026)
RR
Idaho
(8/11/2026)
RR
Illinois
(8/11/2026)
RR
Indiana
(8/11/2026)
RR
Iowa
(8/11/2026)
RR
Kansas
(8/11/2026)
RR
Kentucky
(8/11/2026)
RR
Louisiana
(8/11/2026)
RR
Maine
(8/11/2026)
RR
Maryland
(8/11/2026)
RR
Massachusetts
(8/11/2026)
RR
Michigan
(8/11/2026)
RR
Minnesota
(8/11/2026)
RR
Mississippi
(8/11/2026)
RR
Missouri
(8/11/2026)
RR
Montana
(8/11/2026)
RR
Nebraska
(8/11/2026)
RR
Nevada
(8/11/2026)
RR
New Hampshire
(8/11/2026)
RR
New Jersey
(8/11/2026)
RR
New Mexico
(8/11/2026)
RR
New York
(8/11/2026)
RR
North Carolina
(8/11/2026)
RR
North Dakota
(8/11/2026)
RR
Ohio
(8/11/2026)
RR
Oklahoma
(8/11/2026)
RR
Oregon
(8/11/2026)
RR
Pennsylvania
(8/11/2026)
RR
Puerto Rico
(8/11/2026)
RR
Rhode Island
(8/11/2026)
RR
South Carolina
(8/11/2026)
RR
South Dakota
(8/11/2026)
RR
Tennessee
(8/11/2026)
RR
Texas
(8/11/2026)
IAR
Texas
(8/11/2026)
RR
Utah
(8/11/2026)
RR
Vermont
(8/11/2026)
RR
Virgin Islands
(8/11/2026)
RR
Virginia
(8/11/2026)
RR
Washington
(8/11/2026)
RR
West Virginia
(8/11/2026)
RR
Wisconsin
(8/11/2026)
RR
Wyoming
(8/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/19/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/31/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/19/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/3/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/17/2007
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/7/2004
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Loading...

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644San Diego, CA 92101

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