Zhongkun Wang
Professional summary
Zhongkun Wang is a registered financial professional currently at NYLIFE SECURITIES LLC located in Melville, New York.
Zhongkun is registered as a RR (Registered Representative) and started their career in finance in 1999. Zhongkun has worked at 4 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 87, Series 86, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zhongkun Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747November 12, 2007 - November 19, 2010
OCEANCROSS CAPITAL, LLC
February 13, 2004 - October 20, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
August 12, 1999 - February 8, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2024)
(9/1/2023)
Exams
Series 7TO
Date: 8/29/2024
General Securities Representative ExaminationSeries 6TO
Date: 6/12/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 4/29/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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