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LA

Laura S. Armstrong

SVB ASSET MANAGEMENT
Edmonds, WA
Some features on this profile are disabled
CRD#: 3271456
LA

Professional summary

Laura Stevens Armstrong, who also goes by Laura Suzanne Stevens, is a registered financial advisor currently at SVB ASSET MANAGEMENT located in Edmonds, Washington and FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York.

Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Laura has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Laura Suzanne Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Stevens Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

SVB ASSET MANAGEMENT

RIA
CRD#: 124567
Edmonds, WA
Current

March 20, 2025 - Present

FIRST CITIZENS CAPITAL SECURITIES, LLC

Office #1: 11 West 42nd Street 13th Floor, New York, NY 10036
BD
CRD#: 41504
New York, NY
Past

December 27, 2016 - June 13, 2022

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
Edmonds, WA
Past

December 20, 2013 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
SAN FRANCISCO, CA
Past

December 20, 2013 - June 13, 2022

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
San Francisco, CA
Past

May 20, 2011 - December 13, 2013

BLACKROCK FUND ADVISORS

RIA
CRD#: 105247
SAN FRANCISCO, CA
Past

May 20, 2011 - December 13, 2013

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SAN FRANCISCO, CA
Past

September 13, 2006 - May 12, 2011

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN FRANCISCO, CA
Past

September 13, 2006 - May 12, 2011

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN FRANCISCO, CA
Past

December 31, 2001 - September 14, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
CHARLOTTE, NC
Past

June 9, 2000 - September 14, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CHARLOTTE, NC
Past

November 30, 1999 - May 26, 2000

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SVB ASSET MANAGEMENT
SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA
Registered Investment Advisory firm - (1/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Washington
(4/10/2025)
IAR
Washington
(1/27/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/27/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/22/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/28/2008
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/27/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/11/2011
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 11/20/2006
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/20/2006
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SVB ASSET MANAGEMENT
SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA
Registered Investment Advisory firm - (1/2/2003 Approved)
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Contact information

Main Address
222 2nd Street, San Francisco, CA 94105
Mailing Address
Phone number
(866) 719-9117
Established
Firm type
Fiscal year end
# of Employees
104

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

SVB ASSET MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts523
AUM (Assets Under Management)$ 32,960,320,956

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SVB ASSET MANAGEMENT

CRD#: 124567Edmonds, WA

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