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FIRM PROFILE
Overview
FIRST CITIZENS CAPITAL SECURITIES, LLC is located at 11 West 42nd Street 13th Floor, New York, NY 10036 and was first established at New York, Delaware in 03/31/2004. After operating for 22 years, FIRST CITIZENS CAPITAL SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIRST CITIZENS CAPITAL SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. FIRST CITIZENS CAPITAL SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIRST CITIZENS CAPITAL SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIRST CITIZENS CAPITAL SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIRST CITIZENS CAPITAL SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FIRST CITIZENS CAPITAL SECURITIES, LLC Comes From
Understanding the Statistics for FIRST CITIZENS CAPITAL SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
11 West 42nd Street 13th Floor, New York, NY 10036
11 West 42nd Street 11th Floor, New York, NY 10036
Small
(212) 771-7872
Delaware since 03/31/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at FIRST CITIZENS CAPITAL SECURITIES, LLC
Tiiffany Mah Maclean
Michael Robert Young
Scott David Wollard
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