Isabel O. Delaporte
Professional summary
Isabel O Delaporte, who also goes by Isabel O Sterk, is a registered financial professional currently at KA ASSOCIATES, LLC located in Los Angeles, California.
Isabel is registered as a RR (Registered Representative) and started their career in finance in 2005. Isabel has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Isabel O Delaporte's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2017 - Present
KA ASSOCIATES, LLC
Office #1: 2121 Avenue Of The Stars 9th Floor, Los Angeles, CA 90067Office #2: 2121 Avenue Of The Stars Ninth Floor, Los Angeles, CA 90067November 29, 2012 - December 15, 2015
BARCLAYS CAPITAL INC.
November 21, 2012 - December 15, 2015
BARCLAYS CAPITAL INC.
November 18, 2009 - June 18, 2010
C.K. COOPER & COMPANY, INC.
October 7, 2005 - August 26, 2008
ROTH CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2017)
Exams
FINRA
Current Firm
KA ASSOCIATES, LLC
CRD#: 32029 / SEC#: , 8-45640
Contact information
FINRA licenses (35 States and Territories)
Disclosures
| Regulatory Event | 1 |
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