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CRD#: 32029
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KA ASSOCIATES, LLC is located at 2121 Avenue Of The Stars 9th Floor, Los Angeles, CA 90067 and was first established at Los Angeles, Nevada in 05/10/2024. After operating for 1 years, KA ASSOCIATES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KA ASSOCIATES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. KA ASSOCIATES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KA ASSOCIATES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KA ASSOCIATES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KA ASSOCIATES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KA ASSOCIATES, LLC Comes From

Understanding the Statistics for KA ASSOCIATES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
2121 Avenue Of The Stars 9th Floor, Los Angeles, CA 90067
Mailing Address
2121 Avenue Of The Stars 9th Floor, Los Angeles, CA 90067
Firm Size
Small
Phone Number
(310) 282-7900
Established
Nevada since 05/10/2024
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KAYNE, RICHARD ALANSHAREHOLDER
KAYNE ANDERSON CAPITAL ADVISORS LPSHAREHOLDER104536
O'NEIL, MICHAEL JOSEPH JRPRESIDENT, CHIEF COMPLIANCE OFFICER, AND SECRETARY6043576
STAPLETON, PAUL FRANCISFINOP, CFO, PFO, POO, AND TREASURER4848451

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Advisor's working at KA ASSOCIATES, LLC

UM

Una Maslesa

Una Malesa
RR
CRD#: 5599474
Location:
Los Angeles, CA 90067
Company:
KA ASSOCIATES, LLC
Disclosures:
Experience:
15 years
View Profile
MO

Michael Joseph O'neil JR

Michael Joseph O'neil
RR
CRD#: 6043576
Location:
Boca Raton, FL 33486
Company:
KA ASSOCIATES, LLC
Disclosures:
Experience:
13 years
View Profile
JL

Jason Keene Lieu

RR
CRD#: 6257610
Location:
Los Angeles, CA 90067
Company:
KA ASSOCIATES, LLC
Disclosures:
Experience:
12 years
View Profile
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