Brian W. Gray
Professional summary
Brian William Gray, who also goes by Brian Gray, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Shelton, Connecticut.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian William Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2023 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 1 Corporate Drive, Shelton, CT 06484July 16, 2018 - October 31, 2022
COREBRIDGE CAPITAL SERVICES, INC.
February 7, 2006 - July 11, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 11, 2005 - February 17, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
January 15, 2002 - July 25, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
May 31, 2001 - December 31, 2004
NATIONAL PLANNING CORPORATION
July 26, 1999 - May 25, 2001
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2023)
(1/17/2023)
(1/17/2023)
(1/24/2025)
(1/17/2023)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570Shelton, CT 06484TRUST BUT VERIFY
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