Jeffrey B. Broadhurst
BROADHURST FINANCIAL ADVISORS
WEST POINT, PA 19486-0301
Some features on this profile are disabled
CRD#: 3267399
Professional summary
Jeffrey Bruce Broadhurst, CFP®, who also goes by Jeffrey B Broadhurst Cfa, Jeffrey B Broadhurst, Jeffrey Broadhurst, is a registered financial advisor currently at BROADHURST FINANCIAL ADVISORS, INC. located in West Point, Pennsylvania.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Biography
@import url(http://www.napfa.org/CuteEditor_Files/Style/SyntaxHighlighter.css);
In 2004 before starting Broadhurst Financial Advisors, Inc., Jeff worked at Standard & Poor’s rating agency in New York City. While there, he was part of the Investment Services Division and evaluated fund managers. Jeff observed that the markets are very efficient and nearly impossible to beat, with active managers routinely underperforming passive benchmarks. Before that he was with Dresdner Kleinwort Wasserstein, the investment banking subsidiary of Dresdner Bank AG. He worked directly on Wall Street in debt capital markets executing primary corporate bond transactions for U.S. based multi-national corporations.
BUSINESS BACKGROUND:
2004-present Broadhurst Financial Advisors, Inc. (President)
2003-2004 Registered Rep with Quest Capital Strategies, Inc. ; d.b.a. “Index Only Portfolios”
2002-2003 Standard &; Poor’s, Investment Services (Analyst of Fund Managers)
1999-2002 Dresdner Kleinwort Wasserstein (Investment Banker)
1997-1999 Case Western Reserve University, Weatherhead School of Business
1995-1998 Minerals Technologies, Inc. (Business Representative)
1993-1994 Ingersoll-Rand Canada, Inc. (Sales & Marketing)
FORMAL EDUCATION:
2006 Awarded the right to use the Certified Financial Planner (CFP) designation
2004 Awarded the right to use the Chartered Financial Analyst (CFA) designation
1999 M.B.A. Case Western Reserve University, Cleveland, Ohio & Finance major
1994 B.Sc. The Queen’s University at Kingston, Ontario, Canada & Engineering major
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Tax Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Jeffrey B Broadhurst Cfa | Jeffrey B Broadhurst | Jeffrey Broadhurst
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jeffrey B. Broadhurst, is affiliated with Index Funds Advisors, Inc. (IFA) a SEC-Registered Investment Advisor. Broadhurst Financial Advisors may refer Clients to IFA for asset management under a solicitor agreement. Mr. Broadhurst is a solicitor for IFA. Broadhurst spends 5% of his time on IFA matters.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Bruce Broadhurst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
November 23, 2004 - Present
BROADHURST FINANCIAL ADVISORS, INC.
Office #1: 1911 West Point Pike Suite 301, West Point, PA 19486-0301RIA
CRD#: 132332
WEST POINT, PA
Past
November 2, 2011 - April 12, 2012
THREE PILLARS WEALTH MANAGEMENT, LLC
RIA
CRD#: 158365
SWARTHMORE, PA
Past
November 1, 2005 - March 19, 2007
INDEX FUND ADVISORS, INC.
RIA
CRD#: 109143
LANSDALE, PA
Past
March 25, 2003 - September 24, 2004
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
October 8, 1999 - March 28, 2001
COMMERZ MARKETS LLC
BD
CRD#: 41957
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BROADHURST FINANCIAL ADVISORS, INC.
BROADHURST FINANCIAL ADVISORS, INC.
CRD#: 132332 / SEC#: 801-132869
RIA
Registered Investment Advisory firm - (5/27/2025 Approved)Pennsylvania
Registered Investment Advisory firm - (6/26/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/23/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BROADHURST FINANCIAL ADVISORS, INC.
BROADHURST FINANCIAL ADVISORS, INC.
CRD#: 132332 / SEC#: 801-132869
RIA
Registered Investment Advisory firm - (5/27/2025 Approved)Pennsylvania
Registered Investment Advisory firm - (6/26/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1911 West Point Pike Suite 301, West Point, PA 19486-0301
Mailing Address
Phone number
(215) 325-1595
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 109,954,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROADHURST FINANCIAL ADVISORS, INC.
CRD#: 132332West Point, PA 19486-0301TRUST BUT VERIFY
Monitor Jeffrey Broadhurst
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
