Joseph A. Amira

SEAPORT GLOBAL SECURITIES LLC

New York, NY 10017

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CRD#: 3267262

Professional summary

Joseph Anthony Amira, who also goes by Joseph A Amira, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 13 firms and has passed the Series 63, Series 57, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph A Amira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Anthony Amira's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2024 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 360 Madison Avenue 22nd Floor, New York, NY, 10017

CRD#: 116270

New York, NY

Past

May 2, 2016 - August 27, 2024

BMO CAPITAL MARKETS CORP.

CRD#: 16686

New York, NY

Past

September 11, 2009 - January 5, 2010

SPEEDTRADER, INC

CRD#: 107403

WEST PALM BEACH, FL

Past

February 8, 2006 - March 12, 2008

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

August 24, 2005 - February 9, 2006

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

October 29, 2004 - August 26, 2005

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 22, 2004 - November 1, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

February 18, 2004 - August 24, 2004

FORGE FINANCIAL GROUP, INC.

CRD#: 100020

BOCA RATON, FL

Past

June 16, 2003 - February 13, 2004

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

CRD#: 118812

BOCA RATON, FL

Past

June 11, 2002 - June 16, 2003

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

May 24, 2002 - August 28, 2002

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

March 6, 2002 - May 22, 2002

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

November 26, 2001 - February 25, 2002

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

August 17, 2001 - November 2, 2001

ALEXANDER, WESCOTT, & CO., INC.

CRD#: 35935

UTICA, NY

Past

April 26, 2000 - May 1, 2001

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/3/2024)

Alaska
(9/3/2024)

Arizona
(9/3/2024)

Arkansas
(9/3/2024)

California
(9/3/2024)

Colorado
(9/3/2024)

Connecticut
(9/3/2024)

Delaware
(9/3/2024)

District of Columbia
(9/3/2024)

Florida
(9/3/2024)

Georgia
(9/3/2024)

Hawaii
(9/3/2024)

Idaho
(9/3/2024)

Illinois
(9/3/2024)

Indiana
(9/3/2024)

Iowa
(9/3/2024)

Kansas
(9/3/2024)

Kentucky
(9/3/2024)

Louisiana
(9/3/2024)

Maine
(9/3/2024)

Maryland
(9/3/2024)

Massachusetts
(9/3/2024)

Michigan
(9/3/2024)

Minnesota
(9/3/2024)

Mississippi
(9/3/2024)

Missouri
(9/3/2024)

Montana
(9/3/2024)

Nebraska
(9/3/2024)

Nevada
(9/3/2024)

New Hampshire
(9/3/2024)

New Jersey
(9/3/2024)

New Mexico
(9/3/2024)

New York
(9/3/2024)

North Carolina
(9/3/2024)

North Dakota
(9/3/2024)

Ohio
(9/3/2024)

Oklahoma
(9/3/2024)

Oregon
(9/3/2024)

Pennsylvania
(9/3/2024)

Puerto Rico
(9/3/2024)

Rhode Island
(9/3/2024)

South Carolina
(9/3/2024)

South Dakota
(9/3/2024)

Tennessee
(9/3/2024)

Texas
(9/3/2024)

Utah
(9/3/2024)

Vermont
(9/3/2024)

Virginia
(9/3/2024)

Washington
(9/3/2024)

West Virginia
(9/3/2024)

Wisconsin
(9/3/2024)

Wyoming
(9/3/2024)

Exams

State Security Law Exam

Series 63

Date: 12/18/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57

Date: 12/16/2018

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2016

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 6/8/2000

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 11/18/2023

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

360 Madison Ave 22nd Floor, New York, NY 10017

Mailing Address

360 Madison Ave 22nd Floor, New York, NY 10017

Phone number

(212) 616-7700

Established

Delaware since 05/04/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SEAPORT GLOBAL HOLDINGS LLC	PARENT COMPANY
MEAGHER, MICHAEL JEFFERSON	CEO	1755168
MEYER, MICHAEL JOHN	FIXED INCOME TRADING SUPERVISOR	1746788
SMITH, STEPHEN CORCORAN	TREASURER	1248750
WITTHAUT, MARKUS CLEMENS	FINOP/CCO/CFO/PFO	4480831

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph A. Amira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Anthony Amira's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO CAPITAL MARKETS CORP.

SPEEDTRADER, INC

UBS SECURITIES LLC

UBS CAPITAL MARKETS L.P.

UBS SECURITIES LLC

UBS CAPITAL MARKETS L.P.

FORGE FINANCIAL GROUP, INC.

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

LADENBURG THALMANN & CO. INC.

LADENBURG CAPITAL MANAGEMENT INC.

CITICORP INVESTMENT SERVICES

RUMSON CAPITAL, LLC

ALEXANDER, WESCOTT, & CO., INC.

DEUTSCHE IXE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/18/2016

Series 57

Date: 12/16/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2016

Series 55

Date: 6/8/2000

Series 24

Date: 11/18/2023

FINRA

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

SEAPORT GLOBAL SECURITIES LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SEAPORT GLOBAL SECURITIES LLC

TRUST BUT VERIFY

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