Cristina Soojin Kim
Professional Summary
Cristina Soojin Kim, who also goes by Kim, is a registered financial advisor currently at OCTAURA SECURITIES located in New York, New York. Cristina is registered as a RR (Registered Representative) and started their career in finance in 1999. Cristina has worked at 2 firms and has passed the Series 63, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kim
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
OCTAURA SECURITIES | OCTAURA SECURITIES TRADINGCO LLC
Contact Information
Main Address
5 Pennsylvania Plaza 6 Floor South, New York, NY 10001Mailing Address
5 Pennsylvania Plaza 6 Floor South, New York, NY 10001Phone Number
(212) 397-6133Established
Delaware since 04/25/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Cristina Soojin Kim's CRS (Customer Relationship Summary).
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