Kevin P. Mcwilliams
Professional summary
Kevin Peter Mcwilliams is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Peter Mcwilliams's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 27, 2018 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456January 30, 2017 - November 8, 2018
LINCOLN INVESTMENT
January 30, 2017 - November 8, 2018
LINCOLN INVESTMENT
September 17, 2013 - January 31, 2017
INDEPENDENT FINANCIAL PARTNERS
September 17, 2013 - February 22, 2017
LPL FINANCIAL LLC
November 15, 2007 - September 5, 2013
BNY ADVISORS
February 21, 2007 - September 5, 2013
PERSHING LLC
February 1, 2000 - February 16, 2007
VANGUARD MARKETING CORPORATION
July 28, 1999 - February 1, 2000
IDS LIFE INSURANCE COMPANY
July 28, 1999 - February 1, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SEI INVESTMENTS DISTRIBUTION CO.
CRD#: 10690 / SEC#: , 8-27897
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | |
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 |
| CROWE, KEVIN FRANCIS | DIRECTOR | 2109967 |
| DORAN, WILLIAM M | DIRECTOR | 1476724 |
| KLAUDER, PAUL FRANCIS | DIRECTOR, PRESIDENT, CEO | 2474240 |
| MCGHIN, JASON MICHAEL | COO | 3119188 |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
Disclosures
| Regulatory Event | 4 |
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