Kevin C. Gleason
Professional summary
Kevin C. Gleason, who also goes by Kevin Carmody Gleason, Kevin Gleason, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Bala Cynwyd, Pennsylvania.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin C. Gleason's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2017 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122January 2, 2014 - March 21, 2017
BNY MELLON CAPITAL MARKETS, LLC
June 28, 2006 - March 21, 2017
PERSHING LLC
January 3, 2006 - June 30, 2006
E*TRADE SECURITIES LLC
September 13, 2004 - December 31, 2005
HARRISDIRECT LLC
January 14, 2003 - April 29, 2003
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/28/2005
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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