Ferdinando Catania
Professional summary
Ferdinando Catania JR, who also goes by Fred Catania, is a registered financial professional currently at BEECH HILL SECURITIES, INC. located in New York, New York.
Ferdinando is registered as a RR (Registered Representative) and started their career in finance in 2000. Ferdinando has worked at 9 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ferdinando Catania JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2024 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 3rd Avenue 16th Floor, New York, NY 10022-4730June 10, 2022 - December 1, 2023
PERSHING ADVISOR SOLUTIONS LLC
June 12, 2014 - December 1, 2023
PERSHING LLC
January 18, 2011 - September 5, 2013
WALNUT STREET SECURITIES, INC.
January 18, 2011 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
January 18, 2011 - May 21, 2014
NEW ENGLAND SECURITIES
October 11, 2010 - May 21, 2014
MSI FINANCIAL SERVICES, INC.
June 4, 2008 - July 6, 2009
E*TRADE SECURITIES LLC
September 9, 2005 - January 29, 2008
PERSHING LLC
April 16, 2003 - September 9, 2005
PERSHING ADVISOR SOLUTIONS LLC
March 31, 2000 - April 14, 2003
HILL THOMPSON MAGID & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2024)
(3/19/2024)
Exams
Series 52TO
Date: 8/1/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/13/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
BEECH HILL SECURITIES, INC.
CRD#: 24771 / SEC#: , 8-41389
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IANNUZZI, ADOLFO VINCENT | CFO / CCO- MUTUAL FUNDS | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CHIEF EXECUTIVE OFFICER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | PRESIDENT | 2874669 |
| IANNUZZI, ADOLFO VINCENT | OWNER | 2874669 |
| IANNUZZI, ADOLFO VINCENT | CORP SECY | 2874669 |
| CANTOR, PAUL SETH | OWNER | 39844 |
| CATANIA, FERDINANDO JR | CCO - MUNICIPALS | 3263571 |
| FIORINI, DONNA ANNE | EXECUTIVE REPRESENTATIVE | 1289258 |
| FIORINI, DONNA ANNE | CCO - GENERAL COMPLIANCE | 1289258 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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