Robert A. Ullman
Professional summary
Robert Andres Ullman is a registered financial professional currently at DINAN CAPITAL ADVISORS located in San Francisco, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Andres Ullman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2013 - Present
DINAN CAPITAL ADVISORS
Office #1: 50 California Street Suite 1500, San Francisco, CA 94111August 27, 2010 - October 23, 2014
ANKURA CAPITAL ADVISORS, LLC
July 14, 2006 - May 18, 2010
ANKURA CAPITAL ADVISORS, LLC
April 12, 2002 - June 1, 2006
BERMAN CAPITAL, LLC
September 27, 1999 - January 3, 2000
1ST BCCW CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2015)
(3/25/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 9/16/1999
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
DINAN CAPITAL ADVISORS
CRD#: 157327 / SEC#: , 8-68847
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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