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CRD#: 157327
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DINAN CAPITAL ADVISORS is located at 307 N Gateway Blvd, Phoenix, AZ 85008-6589 and was first established at Denver, Arizona in 02/16/2011. After operating for 15 years, DINAN CAPITAL ADVISORS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DINAN CAPITAL ADVISORS’s clients are individuals and 0% of their clients are high net worth individuals. DINAN CAPITAL ADVISORS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DINAN CAPITAL ADVISORS are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DINAN CAPITAL ADVISORS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DINAN CAPITAL ADVISORS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DINAN CAPITAL ADVISORS Comes From

Understanding the Statistics for DINAN CAPITAL ADVISORS and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
307 N Gateway Blvd, Phoenix, AZ 85008-6589
Mailing Address
307 N Gateway Blvd, Phoenix, AZ 85008-6589
Firm Size
Small
Phone Number
(855) 955-1500
Established
Arizona since 02/16/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DINAN & COMPANY, LLCMEMBER / MANAGER
DINAN, MICHAEL ANTHONYCEO, PRINCIPAL1598465
KELLY, JOHN GREGORYEVP, PRINCIPAL5651780
MAIN, THOMAS BENNETTSVP, PRINCIPAL5912844
MARTINEZ, NANCY DINANCCO5912831
MILLER, DAVID WELLSCFO-FINOP334612

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Advisor's working at DINAN CAPITAL ADVISORS

MB

Michael I. Brill

Michael I Brill
RR
CRD#: 1583139
Location:
New York, NY 10170
Company:
DINAN CAPITAL ADVISORS
Disclosures:
Experience:
39 years
View Profile
MD

Michael Anthony Dinan

RR
CRD#: 1598465
Location:
Phoenix, AZ 85008-6589
Company:
DINAN CAPITAL ADVISORS
Disclosures:
Experience:
19 years
View Profile
LK

Lisa Beth Kaufman MS.

Lisa Beth Kaufman
RR
CRD#: 2182953
Location:
Nashville, TN 37215
Company:
DINAN CAPITAL ADVISORS
Disclosures:
Experience:
34 years
View Profile
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