Andrea Willett De Yaquian
Professional summary
Andrea Willett De Yaquian, who also goes by Andrea Suzanne Willett, Andrea Suzanne Willett De Yaquian, is a registered financial professional currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina.
Andrea is registered as a RR (Registered Representative) and started their career in finance in 2000. Andrea has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrea Willett De Yaquian's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2023 - Present
BARINGS SECURITIES LLC
Office #1: 300 S. Tryon Street Suite 2500, Charlotte, NC 28202October 27, 2021 - January 5, 2022
ALLY INVEST ADVISORS
December 3, 2020 - January 5, 2022
ALLY INVEST SECURITIES LLC
November 15, 2000 - February 21, 2003
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2023)
(11/29/2023)
Exams
Series 7TO
Date: 12/3/2020
General Securities Representative ExaminationFINRA
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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