Brett W. Hoge
TRUIST ADVISORY SERVICES | Senior Managing Director, Financial Advisor
WINSTON-SALEM, NC 27104
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CRD#: 3256688
Professional summary
Brett Widney Hoge is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winston-salem, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Winston-salem, North Carolina.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Brett has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Biography
Brett W. Hoge is a senior managing director and financial advisor with Truist Investment Services, Inc. Using a unique blend of tailored investment solutions and straightforward advice, Brett and his team design, develop and implement investment strategies for high-net-worth clients, entrepreneurs and executives. Committed to meeting clients’ needs and supporting their financial success, they incorporate a holistic approach to financial advice, made up of family, corporate & business, retirement, estate and long-term care planning, and bring a deep understanding of a wide range of investment strategies.
Brett has earned several recognitions within BB&T/Truist for his performance, including the Sterling Performers Award; the John Sherman, Jr. Leadership Award in 2012; and membership in the firm’s President’s Council. Brett was named by the Triad Business Journal as one of its "40 Leaders Under Forty" in 2016, and a "Top 400 Financial Adviser" by The Financial Times in 2017, 2018, and 2020.
Brett earned his bachelor's degree in business administration, with a major in finance and insurance, from Appalachian State University in 1999. He lives in Advance, North Carolina, with his family, and enjoys hunting and traveling.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Trading individual securities
Executive services/Equity comp...
Philanthropic services
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOGE BROTHERS LLC POSITION: Mnging Partner NATURE: Hunting & recreational property INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 06/01/2016 ADDRESS: Advance NC DESCRIPTION: LLC owns hunting property LVH ALS Foundation POSITION: Founder & President NATURE: Non-Profit for ALS research INVST RELATED: No NUMBER OF HRS: 20 SECURITIES TRADING HRS: 0 START DATE: 01/25/2014 ADDRESS: Advance NC SHIRLEY J. MYERS POSITION: Successor Healthcare POA NATURE: Brett was asked to serve as Successor HPOA for family friend. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: Clemmons NC JDRF PIEDMONT TRIAD CHAPTER POSITION: Board Member NATURE: JDRF works with diabetes patents INVST RELATED: No NUMBER OF HRS: 6 SECURITIES TRADING HRS: 0 START DATE: 07/01/2020 ADDRESS: Greensboro NC RIVER OAK FARM LLC POSITION: Managing Member/Owner NATURE: LLC owns hunting & farmland INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 05/02/2013 ADDRESS: Advance NC DESCRIPTION: Passive LLC owns recreational hunting & farmland CENTERS OF AGING AND REHABILITATION OF FLORIDA, INC POSITION: Board Member NATURE: Board Member (Director) Limited to the operation & maintenance of nonprofit hospitals, nursing homes, homes for aged, & rehabilitation centers INVST RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 09/16/2020 ADDRESS: Miami FL RGH & BRH LLC POSITION: Managing Member NATURE: Gifting shares of Pneuma which is a private placement INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 06/01/2021 ADDRESS: Advance NC DESCRIPTION: Managing Member BOD INVESTORS LLC POSITION: Managing Member NATURE: LLC to invest in Ascend Medical INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2021 ADDRESS: Advance NC DESCRIPTION: Invest in Ascend Medical BOD INVESTORS II POSITION: Member NATURE: A Pass Though LLC set up to invest in Series B INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 12/15/2021 ADDRESS: Advance NC DESCRIPTION: Managing Member in charge of paperwork SKAITUBE POSITION: Advisor Board NATURE: Si-Fi Gaming company INVST RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 03/01/2022 ADDRESS: Orlando FL DESCRIPTION: Guidance, advice, & assistance on events SACKS PARENTE GOLF, INC POSITION: Board Member NATURE: Golf Equipment Company INVST RELATED: Yes NUMBER OF HRS: 20 SECURITIES TRADING HRS: 10 START DATE: 03/15/2022 ADDRESS: Camarillo CA DESCRIPTION: Board, Compensation, & Governance Committee Member. Offer strategic advice to leadership on financial activities, operations, potential acquisitions, Exec Comp etc. BOD LAUNDRY POSITION: Managing Member NATURE: LLC to invest in Laundry Mat Franchises. INVST RELATED: No NUMBER OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 08/28/2023 ADDRESS: Advance NC DESCRIPTION: Managing member, other members are family and coworkers. ASCEND MEDICAL POSITION: Advisory Board Member NATURE: Med Tech INVST RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 07/01/2023 ADDRESS: Atlanta GA DESCRIPTION: Strategic Advisor shall be available for consultation. APPALACHIAN STATE UNIVERSITY FOUNDATION, INC. POSITION: Board Member NATURE: Appalachian State University Foundation, Inc. is operated exclusively for the charitable, educational and scientific purposes that support and benefit Appalachian State University. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: Boone NC, United States DESCRIPTION: Participate in board meetings and events.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Widney Hoge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 110 S Stratford Rd, Winston-salem, NC 27104RIA
CRD#: 283390
WINSTON-SALEM, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 110 S Stratford Rd Fl 5, Winston-salem, NC 27104BD
CRD#: 17499
Winston-salem, NC
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
December 12, 2008 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
WINSTON-SALEM, NC
Past
December 12, 2008 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
WINSTON-SALEM, NC
Past
June 11, 2002 - December 15, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CLEMMONS, NC
Past
June 11, 2002 - December 15, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CLEMMONS, NC
Past
December 31, 2001 - July 12, 2002
INDEPENDENT ADVISERS GROUP CORP
RIA
CRD#: 106684
WINSTON-SALEM, NC
Past
July 28, 1999 - May 24, 2002
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Arizona(2/17/2021)
RR
Arkansas(8/3/2022)
RR
California(2/17/2021)
RR
Colorado(2/9/2022)
RR
Connecticut(2/17/2021)
RR
Delaware(2/1/2022)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(2/17/2021)
RR
Idaho(2/17/2021)
RR
Illinois(2/17/2021)
RR
Indiana(2/17/2021)
RR
Kansas(2/17/2021)
RR
Kentucky(2/17/2021)
RR
Louisiana(9/19/2023)
RR
Maine(9/19/2023)
RR
Maryland(2/17/2021)
RR
Massachusetts(2/17/2021)
RR
Michigan(11/3/2023)
RR
Minnesota(2/17/2021)
RR
Mississippi(2/17/2021)
RR
Missouri(2/17/2021)
RR
Nevada(9/19/2023)
RR
New Hampshire(7/2/2021)
RR
New Jersey(9/19/2023)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
IAR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Oklahoma(2/17/2021)
RR
Oregon(9/19/2023)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(6/6/2025)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/15/2021)
RR
Utah(2/17/2021)
RR
Vermont(2/17/2021)
RR
Virginia(2/17/2021)
RR
Washington(2/17/2021)
RR
West Virginia(2/17/2021)
RR
Wisconsin(2/17/2021)
RR
Wyoming(9/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
Senior Managing Director, Financial AdvisorCRD#: 283390Winston-salem, NC 27104TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
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