Eric R. Marlin
Professional summary
Eric Richard Marlin, who also goes by Eric Richard Marlyn, is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Solana Beach, California.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 8 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Richard Marlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2010 - Present
ORCHARD SECURITIES, LLC
Office #1: 514 Via De La Valle Suite 300-b, Solana Beach, CA 92075January 4, 2010 - April 28, 2011
OMNI BROKERAGE, INC.
February 13, 2009 - January 4, 2010
ORCHARD SECURITIES, LLC
October 20, 2008 - December 31, 2008
AFA ADVISOR SERVICES LLC
March 30, 2006 - December 31, 2008
AFA FINANCIAL GROUP, LLC
August 26, 2005 - February 13, 2006
BROOKSTREET SECURITIES CORPORATION
August 10, 2004 - May 11, 2005
FINANCE 500, INC.
July 16, 2002 - March 11, 2003
WAMU INVESTMENTS, INC.
July 16, 2002 - March 11, 2003
WAMU INVESTMENTS, INC.
January 29, 2001 - March 11, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2011)
(2/1/2011)
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(3/9/2011)
(12/23/2010)
(1/6/2011)
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(5/19/2011)
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(5/3/2011)
(1/6/2011)
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(2/7/2011)
(1/31/2011)
(5/3/2011)
(7/14/2015)
(1/6/2011)
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(2/2/2011)
(8/13/2019)
(1/5/2011)
(2/1/2011)
(5/17/2011)
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(1/6/2011)
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(1/14/2011)
(1/5/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ORCHARD SECURITIES, LLC
CRD#: 133378 / SEC#: , 8-66719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREEKSIDE LAND DEVELOPMENT, LLC | MEMBER | |
| FAR VISIONS, LLC | MEMBER | |
| NORTH CANYON ENTERPRISES, LLC | MEMBER | |
| TOTTENHAM INVESTMENTS, LLC | MEMBER | |
| TRIPLE CROWN SECURITES, LLC | MEMBER | |
| BADALAMENTI, CHARLES RICHARD | FINOP | 2065038 |
| BRADBURN, KEVIN CHRISTOPHER | MANAGER, CHIEF EXECUTIVE OFFICER | 2718206 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| HART, ADRIENNE YOST | CHIEF COMPLIANCE OFFICER | 1510179 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
