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Eric Richard Marlin

ORCHARD SECURITIES
Solana Beach, CA
·CRD# 3256243·25 years experience

Professional Summary

Eric Richard Marlin, who also goes by Eric Richard Marlyn, is a registered financial advisor currently at ORCHARD SECURITIES, LLC located in Solana Beach, California. Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 8 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Richard Marlyn

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

ORCHARD SECURITIES, LLC·CRD# 133378
BD
514 Via De La Valle Suite 300-b, Solana Beach, CA 92075
December 22, 2010 - Present
OMNI BROKERAGE, INC.·CRD# 16878
BD
South Jordan, UT
January 4, 2010 - April 28, 2011
ORCHARD SECURITIES, LLC·CRD# 133378
BD
Pleasant Grove, UT
February 13, 2009 - January 4, 2010
AFA ADVISOR SERVICES LLC·CRD# 129104
RIA
Salt Lake City, UT
October 20, 2008 - December 31, 2008
AFA FINANCIAL GROUP, LLC·CRD# 127648
BD
Calabasas, CA
March 30, 2006 - December 31, 2008
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
San Juan Capistrano, CA
August 26, 2005 - February 13, 2006
FINANCE 500, INC.·CRD# 12981
BD
Irvine, CA
August 10, 2004 - May 11, 2005
WAMU INVESTMENTS, INC.·CRD# 599
RIA
Century City, CA
July 16, 2002 - March 11, 2003
WAMU INVESTMENTS, INC.·CRD# 599
BD
Irvine, CA
July 16, 2002 - March 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 29, 2001 - March 11, 2002

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Current Firm

OS
ORCHARD SECURITIES, LLC

JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: 8-66719
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Mailing Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Phone Number

(801) 316-4301

Established

Utah since 09/27/2005

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CREEKSIDE LAND DEVELOPMENT, LLCMEMBER—
FAR VISIONS, LLCMEMBER—
NORTH CANYON ENTERPRISES, LLCMEMBER—
TOTTENHAM INVESTMENTS, LLCMEMBER—
TRIPLE CROWN SECURITES, LLCMEMBER—
BADALAMENTI, CHARLES RICHARDFINOP2065038
BRADBURN, KEVIN CHRISTOPHERMANAGER, CHIEF EXECUTIVE OFFICER2718206
GARRETT, TAYLOR WESTONPRESIDENT4829547
SANTIAGO-PAEZ, SAMANTHA CRYSTALCHIEF COMPLIANCE OFFICER4369755

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/4/2011)
RR
Alaska
(2/1/2011)
RR
Arizona
(2/1/2011)
RR
Arkansas
(3/9/2011)
RR
California
(12/23/2010)
RR
Colorado
(1/6/2011)
RR
Connecticut
(1/6/2011)
RR
Delaware
(1/14/2011)
RR
District of Columbia
(2/3/2011)
RR
Florida
(1/6/2011)
RR
Georgia
(1/14/2011)
RR
Hawaii
(2/8/2011)
RR
Idaho
(1/6/2011)
RR
Illinois
(1/5/2011)
RR
Indiana
(5/4/2011)
RR
Iowa
(1/11/2011)
RR
Kansas
(1/6/2011)
RR
Kentucky
(1/5/2011)
RR
Louisiana
(5/13/2011)
RR
Maine
(1/6/2011)
RR
Maryland
(1/11/2011)
RR
Massachusetts
(5/4/2011)
RR
Michigan
(2/7/2011)
RR
Minnesota
(2/4/2011)
RR
Mississippi
(2/3/2011)
RR
Missouri
(1/5/2011)
RR
Montana
(1/6/2011)
RR
Nebraska
(5/19/2011)
RR
Nevada
(5/6/2011)
RR
New Hampshire
(1/7/2011)
RR
New Jersey
(1/5/2011)
RR
New Mexico
(2/7/2011)
RR
New York
(2/2/2011)
RR
North Carolina
(5/3/2011)
RR
North Dakota
(1/6/2011)
RR
Ohio
(5/6/2011)
RR
Oklahoma
(2/7/2011)
RR
Oregon
(1/31/2011)
RR
Pennsylvania
(5/3/2011)
RR
Puerto Rico
(7/14/2015)
RR
Rhode Island
(1/6/2011)
RR
South Carolina
(1/6/2011)
RR
South Dakota
(2/2/2011)
RR
Tennessee
(8/13/2019)
RR
Texas
(1/5/2011)
RR
Utah
(2/1/2011)
RR
Vermont
(5/17/2011)
RR
Virginia
(5/3/2011)
RR
Washington
(1/6/2011)
RR
West Virginia
(5/4/2011)
RR
Wisconsin
(1/14/2011)
RR
Wyoming
(1/5/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2001About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Richard Marlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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