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Ian Camiel Vanhulle

CRD# 3256231·Registered 2001 - 2012
Previously Registered: Being a previously registered professional could mean that Ian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ian Camiel Vanhulle was a registered financial advisor. Ian was a previously registered financial professional and started their career in finance 2001 - 2012. Ian had worked at 1 firm and has passed the Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
November 14, 2008 - October 15, 2012
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
February 21, 2001 - December 1, 2006

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Current Firm

FN
FIRST NEW YORK SECURITIES L.L.C.

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362 / SEC#: 8-33753
BD
Terminated by SEC on 12/08/2015

Contact Information

Established

New York since 07/01/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FNY PARTNERS FUND LPOWNER—
BROKAW, LLOYD BRUCEMANAGING MEMBER31368
DICKERSON, ELIZABETH ANNECHIEF COMPLIANCE OFFICER1917497
MIRON, RUSSEL LEEDSCHIEF OPERATING OFFICER1509249
MOTSCHWILLER, DONALD ERICCHIEF EXECUTIVE OFFICER1454120
NOORANI, FARAZ AMIRMANAGING MEMBER4983674
SABATINI, DONNA ANNCHIEF FINANCIAL OFFICER2352318

Disclosures

Regulatory Event

18

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2001

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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