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Donna Ann Errigo

CRD# 2352318·Registered 1993 - 2013
Previously Registered: Being a previously registered professional could mean that Donna is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donna Ann Errigo, who also goes by Donna Ann Sabatini, Donna Sabatini, was a registered financial advisor. Donna was a previously registered financial professional and started their career in finance 1993 - 2013. Donna had worked at 5 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donna Ann Sabatini, Donna Sabatini

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MPS GLOBAL SECURITIES, LLC·CRD# 148689
BD
New York, NY
May 14, 2009 - May 8, 2013
FIRST NEW YORK SECURITIES L.L.C.·CRD# 16362
BD
New York, NY
October 2, 2007 - December 8, 2015
WSM HOLDINGS, L.L.C.·CRD# 31352
BD
New York, NY
May 29, 2001 - December 31, 2001
BEAR WAGNER SPECIALISTS LLC·CRD# 32691
BD
New York, NY
April 23, 2001 - October 1, 2007
WSM HOLDINGS, L.L.C.·CRD# 31352
BD
New York, NY
August 1, 1995 - April 23, 2001
WAGNER, STOTT & CO.·CRD# 3690
BD
New York, NY
May 27, 1993 - August 7, 1995

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Current Firm

MG
MPS GLOBAL SECURITIES, LLC

FNY CAPITAL MARKETS, LLC | MPS GLOBAL SECURITIES, LLC

CRD#: 148689 / SEC#: 8-68054
BD
Terminated by SEC on 11/30/2014

Contact Information

Established

Delaware since 08/18/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
E D & F MAN HOLDINGS, INC.OWNER—
LEVINSON, MATTHEW JASONCHIEF FINANCIAL OFFICER2155115
MCCARTHY, PETER JOHNPRESIDENT & CEO—
MULCAHY, BRIAN JAMESCHIEF OPERATING OFFICER4582225
POSNER, BRENT PSENIOR VICE PRESIDENT—
REED, ALAN JOHN JR.CHIEF COMPLIANCE OFFICER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Jul 1993About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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